4//SEC Filing
LANDES JOSHUA 4
Accession 0001104659-19-076129
CIK 0000785557other
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 4:15 PM ET
Size
22.1 KB
Accession
0001104659-19-076129
Insider Transaction Report
Form 4
Transactions
- Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+21,894$87,576→ 2,677,772 total(indirect: See Footnotes) - Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+10,003$40,012→ 979,758 total
WYNNEFIELD CAPITAL MANAGEMENT LLC
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+10,003$40,012→ 979,758 total - Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+21,894$87,576→ 2,677,772 total(indirect: See Footnotes)
WYNNEFIELD CAPITAL INC
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+21,894$87,576→ 2,677,772 total(indirect: See Footnotes) - Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+10,003$40,012→ 979,758 total
OBUS NELSON
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+10,003$40,012→ 979,758 total - Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+21,894$87,576→ 2,677,772 total(indirect: See Footnotes)
LANDES JOSHUA
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+10,003$40,012→ 979,758 total - Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+21,894$87,576→ 2,677,772 total(indirect: See Footnotes)
Transactions
- Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+10,003$40,012→ 979,758 total - Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+21,894$87,576→ 2,677,772 total(indirect: See Footnotes)
Transactions
- Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+10,003$40,012→ 979,758 total - Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+21,894$87,576→ 2,677,772 total(indirect: See Footnotes)
Transactions
- Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+10,003$40,012→ 979,758 total - Purchase
Common Stock, par value $0.001 per share
2019-12-19$4.00/sh+21,894$87,576→ 2,677,772 total(indirect: See Footnotes)
Footnotes (4)
- [F1]The Reporting Person directly beneficially owns 979,758 shares of common stock, $0.001 par value per share ("Common Stock") of DLH Holdings Corp. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns.
- [F2]The Reporting Person has an indirect beneficial ownership interest in 1,858,430 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns.
- [F3]The Reporting Person has an indirect beneficial ownership interest in 692,855 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.
- [F4]The Reporting Person has an indirect beneficial ownership interest in 126,487 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, have the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and have indirect beneficial ownership interests in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.
Documents
Issuer
DLH Holdings Corp.
CIK 0000785557
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001251568
Filing Metadata
- Form type
- 4
- Filed
- Dec 25, 7:00 PM ET
- Accepted
- Dec 26, 4:15 PM ET
- Size
- 22.1 KB