AWARE INC /MA/·4

Jan 3, 4:00 PM ET

Mungovan Robert M 4

4 · AWARE INC /MA/ · Filed Jan 3, 2020

Insider Transaction Report

Form 4
Period: 2020-01-02
Mungovan Robert M
Chief Commercial Officer
Transactions
  • Award

    Common Stock

    2020-01-02+7,500101,280 total
Holdings
  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2029-10-01Common Stock (25,000 underlying)
    25,000
  • Unrestricted Stock Award

    Exercise: $0.00Common Stock (40,000 underlying)
    40,000
  • Stock Option (right to buy)

    Exercise: $4.50Exp: 2029-10-01Common Stock (25,000 underlying)
    25,000
  • Stock Option (right to buy)

    Exercise: $6.50Exp: 2029-10-01Common Stock (25,000 underlying)
    25,000
  • Stock Option (right to buy)

    Exercise: $7.50Exp: 2029-10-01Common Stock (25,000 underlying)
    25,000
Footnotes (3)
  • [F1]Shares of unrestricted stock issued to reporting person on January 2, 2020.
  • [F2]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2020, 10,000 shares on October 1, 2021, 10,000 shares on October 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
  • [F3]Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023.

Documents

1 file
  • 4
    tm201198-5_4.xmlPrimary

    OWNERSHIP DOCUMENT