Erlander Mark 4
4 · Trovagene, Inc. · Filed Jan 3, 2020
Insider Transaction Report
Form 4
Trovagene, Inc.TROV
Erlander Mark
DirectorChief Executive Officer
Transactions
- Tax Payment
Common Stock
2020-01-03−552→ 6,231 total - Exercise/Conversion
Common Stock
2020-01-01+1,250→ 6,783 total - Exercise/Conversion
Restricted Stock Units
2020-01-01−1,250→ 521 total→ Common Stock (1,250 underlying)
Footnotes (4)
- [F1]Represents the conversion upon vesting of restricted stock units into common stock (the "Converted Common Stock"). On July 24, 2018, the reporting person was granted 7,500 restricted stock units, 1,250 of which vested on January 1, 2020. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on July 26, 2018.
- [F2]The reporting person is reporting the withholding by Trovagene, Inc. of 552 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of the Converted Common Stock to the reporting person on January l, 2020.
- [F3]Each restricted stock unit is the economic equivalent of one share of Trovagene, Inc. common stock.
- [F4]On July 24, 2018, the reporting person was granted 7,500 restricted stock units, 1,250 of which vested on January 1, 2020. The common stock into which such vested restricted stock units converted on January 1, 2020 is reported in Table I on this Form 4.