|4Jan 13, 9:45 PM ET

Fike Brian Grant 4

4 · ClearSign Technologies Corp · Filed Jan 13, 2020

Insider Transaction Report

Form 4
Period: 2020-01-09
Fike Brian Grant
See Remarks
Transactions
  • Award

    Option to Purchase Common Stock

    2020-01-09+40,00040,000 total
    Exercise: $0.89From: 2020-01-09Exp: 2030-01-09Common Stock (40,000 underlying)
Holdings
  • Option to Purchase Common Stock

    Exercise: $2.25Exp: 2028-12-31Common Stock (50,000 underlying)
    50,000
  • Option to Purchase Common Stock

    Exercise: $1.21Exp: 2028-12-31Common Stock (50,000 underlying)
    50,000
  • Option to Purchase Common Stock

    Exercise: $1.90Exp: 2028-03-31Common Stock (25,000 underlying)
    25,000
  • Option to Purchase Common Stock

    Exercise: $3.80Exp: 2027-03-31Common Stock (10,000 underlying)
    10,000
  • Option to Purchase Common Stock

    Exercise: $1.21Exp: 2028-12-31Common Stock (50,000 underlying)
    50,000
  • Option to Purchase Common Stock

    Exercise: $4.21Exp: 2026-03-31Common Stock (5,000 underlying)
    5,000
Footnotes (6)
  • [F1]The right to purchase the option shares vested on the date of award.
  • [F2]The right to purchase the option shares vested on the date of award.
  • [F3]The right to purchase one-third of the shares subject to the option vested as of January 1, 2019 and the right to purchase one-third of the shares subject to the option vested on January 1, 2020. The right to purchase the remaining shares will vest on January 1, 2021
  • [F4]The right to purchase the option shares vested at the rate of 6.25% commencing on July 1, 2018 and continues thereafter on the last day of each quarter. until the right to purchase all of the option shares has vested.
  • [F5]The right to purchase the option shares vested at the rate of 6.25% commencing on June 30, 2017 and continues thereafter on the last day of each quarter. until the right to purchase all of the option shares has vested.
  • [F6]The right to purchase the option shares vested 40% on 4/1/2017 and continues at the rate of 5% per quarter thereafter on the last day of each quarter, until the right to purchase all of the option shares has vested.

Documents

1 file
  • 4
    tm203340-1_4.xmlPrimary

    OWNERSHIP DOCUMENT