4//SEC Filing
Warburg Pincus Private Equity X, L.P. 4
Accession 0001104659-20-003622
CIK 0001535527other
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 7:34 AM ET
Size
38.0 KB
Accession
0001104659-20-003622
Insider Transaction Report
Form 4
WARBURG PINCUS & CO
Director10% Owner
Transactions
- Conversion
Class B Common Stock
2020-01-13−8,708,657→ 26,602,653 total→ Class A Common Stock (8,708,657 underlying) - Conversion
Class A Common Stock
2020-01-13+8,708,657→ 8,708,657 total - Conversion
Class B Common Stock
2020-01-13−278,713→ 853,165 total(indirect: See Footnotes)→ Class A Common Stock (278,713 underlying) - Award
Class A Common Stock
2020-01-13+92,900→ 92,900 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2020-01-13+278,713→ 278,713 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-01-13−8,708,657→ 0 total - Other
Class A Common Stock
2020-01-13−278,713→ 0 total(indirect: See Footnotes)
WARBURG PINCUS LLC
Director10% Owner
Transactions
- Other
Class A Common Stock
2020-01-13−278,713→ 0 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-01-13−278,713→ 853,165 total(indirect: See Footnotes)→ Class A Common Stock (278,713 underlying) - Conversion
Class B Common Stock
2020-01-13−8,708,657→ 26,602,653 total→ Class A Common Stock (8,708,657 underlying) - Other
Class A Common Stock
2020-01-13−8,708,657→ 0 total - Conversion
Class A Common Stock
2020-01-13+8,708,657→ 8,708,657 total - Conversion
Class A Common Stock
2020-01-13+278,713→ 278,713 total(indirect: See Footnotes) - Award
Class A Common Stock
2020-01-13+92,900→ 92,900 total(indirect: See Footnotes)
KAYE CHARLES R
Director10% Owner
Transactions
- Conversion
Class A Common Stock
2020-01-13+8,708,657→ 8,708,657 total - Conversion
Class A Common Stock
2020-01-13+278,713→ 278,713 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-01-13−8,708,657→ 0 total - Other
Class A Common Stock
2020-01-13−278,713→ 0 total(indirect: See Footnotes) - Award
Class A Common Stock
2020-01-13+92,900→ 92,900 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-01-13−8,708,657→ 26,602,653 total→ Class A Common Stock (8,708,657 underlying) - Conversion
Class B Common Stock
2020-01-13−278,713→ 853,165 total(indirect: See Footnotes)→ Class A Common Stock (278,713 underlying)
Warburg Pincus Private Equity X, L.P.
Director10% Owner
Transactions
- Conversion
Class A Common Stock
2020-01-13+8,708,657→ 8,708,657 total - Conversion
Class A Common Stock
2020-01-13+278,713→ 278,713 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-01-13−278,713→ 0 total(indirect: See Footnotes) - Award
Class A Common Stock
2020-01-13+92,900→ 92,900 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-01-13−8,708,657→ 26,602,653 total→ Class A Common Stock (8,708,657 underlying) - Other
Class A Common Stock
2020-01-13−8,708,657→ 0 total - Conversion
Class B Common Stock
2020-01-13−278,713→ 853,165 total(indirect: See Footnotes)→ Class A Common Stock (278,713 underlying)
WARBURG PINCUS X PARTNERS, L.P.
Director10% Owner
Transactions
- Conversion
Class A Common Stock
2020-01-13+278,713→ 278,713 total(indirect: See Footnotes) - Award
Class A Common Stock
2020-01-13+92,900→ 92,900 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-01-13−8,708,657→ 26,602,653 total→ Class A Common Stock (8,708,657 underlying) - Conversion
Class A Common Stock
2020-01-13+8,708,657→ 8,708,657 total - Other
Class A Common Stock
2020-01-13−8,708,657→ 0 total - Other
Class A Common Stock
2020-01-13−278,713→ 0 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-01-13−278,713→ 853,165 total(indirect: See Footnotes)→ Class A Common Stock (278,713 underlying)
Warburg Pincus X, L.P.
Director10% Owner
Transactions
- Conversion
Class A Common Stock
2020-01-13+8,708,657→ 8,708,657 total - Conversion
Class A Common Stock
2020-01-13+278,713→ 278,713 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-01-13−278,713→ 0 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-01-13−8,708,657→ 26,602,653 total→ Class A Common Stock (8,708,657 underlying) - Conversion
Class B Common Stock
2020-01-13−278,713→ 853,165 total(indirect: See Footnotes)→ Class A Common Stock (278,713 underlying) - Other
Class A Common Stock
2020-01-13−8,708,657→ 0 total - Award
Class A Common Stock
2020-01-13+92,900→ 92,900 total(indirect: See Footnotes)
Warburg Pincus X LLC
Director10% Owner
Transactions
- Conversion
Class A Common Stock
2020-01-13+8,708,657→ 8,708,657 total - Conversion
Class B Common Stock
2020-01-13−278,713→ 853,165 total(indirect: See Footnotes)→ Class A Common Stock (278,713 underlying) - Conversion
Class A Common Stock
2020-01-13+278,713→ 278,713 total(indirect: See Footnotes) - Award
Class A Common Stock
2020-01-13+92,900→ 92,900 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-01-13−278,713→ 0 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-01-13−8,708,657→ 0 total - Conversion
Class B Common Stock
2020-01-13−8,708,657→ 26,602,653 total→ Class A Common Stock (8,708,657 underlying)
WPP GP LLC
Director10% Owner
Transactions
- Other
Class A Common Stock
2020-01-13−278,713→ 0 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-01-13−278,713→ 853,165 total(indirect: See Footnotes)→ Class A Common Stock (278,713 underlying) - Conversion
Class A Common Stock
2020-01-13+8,708,657→ 8,708,657 total - Other
Class A Common Stock
2020-01-13−8,708,657→ 0 total - Award
Class A Common Stock
2020-01-13+92,900→ 92,900 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2020-01-13+278,713→ 278,713 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-01-13−8,708,657→ 26,602,653 total→ Class A Common Stock (8,708,657 underlying)
Warburg Pincus Partners, L.P.
Director10% Owner
Transactions
- Conversion
Class A Common Stock
2020-01-13+278,713→ 278,713 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-01-13−8,708,657→ 0 total - Award
Class A Common Stock
2020-01-13+92,900→ 92,900 total(indirect: See Footnotes) - Conversion
Class A Common Stock
2020-01-13+8,708,657→ 8,708,657 total - Conversion
Class B Common Stock
2020-01-13−278,713→ 853,165 total(indirect: See Footnotes)→ Class A Common Stock (278,713 underlying) - Other
Class A Common Stock
2020-01-13−278,713→ 0 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-01-13−8,708,657→ 26,602,653 total→ Class A Common Stock (8,708,657 underlying)
Warburg Pincus Partners GP LLC
Director10% Owner
Transactions
- Other
Class A Common Stock
2020-01-13−8,708,657→ 0 total - Conversion
Class B Common Stock
2020-01-13−8,708,657→ 26,602,653 total→ Class A Common Stock (8,708,657 underlying) - Conversion
Class A Common Stock
2020-01-13+8,708,657→ 8,708,657 total - Conversion
Class A Common Stock
2020-01-13+278,713→ 278,713 total(indirect: See Footnotes) - Other
Class A Common Stock
2020-01-13−278,713→ 0 total(indirect: See Footnotes) - Award
Class A Common Stock
2020-01-13+92,900→ 92,900 total(indirect: See Footnotes) - Conversion
Class B Common Stock
2020-01-13−278,713→ 853,165 total(indirect: See Footnotes)→ Class A Common Stock (278,713 underlying)
Footnotes (9)
- [F1]This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 26,602,653 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 8,708,657 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and distributed such shares of Class A Common Stock, each on January 13, 2020.
- [F2]Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 853,165 shares of Class B Common Stock, having converted 278,713 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and distributed such shares of Class A Common Stock, each on January 13, 2020.
- [F3]On January 13, 2020, the WPP Funds distributed an aggregate of 8,987,370 shares of Class A Common Stock to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution").
- [F4]Following the Distribution, entities of which Charles R. Kaye is the beneficial owner hold 92,900 shares of Class A Common Stock, having received such shares of Class A Common Stock in connection with the Distribution.
- [F5]Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners.
- [F6]Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. Mr. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may each be deemed to control the Warburg Pincus Entities. Messrs. Kaye and Landy disclaim beneficial ownership of all shares held by the Warburg Pincus Entities except to the extent of their pecuniary interest therein. Mr. Landy also serves as a director of the Issuer and is reporting on a separate Form 4.
- [F7]Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."
- [F8]By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Warburg Pincus Entities and certain affiliates may be deemed to be beneficial owners of the Class A Common Stock and Class B Common Stock held collectively by the WPP Funds. The Warburg Pincus Entities and such affiliates disclaim beneficial ownership of such Class A Common Stock and Class B Common Stock except to the extent of their direct pecuniary interest therein. Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act.
- [F9]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events.
Documents
Issuer
CrowdStrike Holdings, Inc.
CIK 0001535527
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001414565
Filing Metadata
- Form type
- 4
- Filed
- Jan 13, 7:00 PM ET
- Accepted
- Jan 14, 7:34 AM ET
- Size
- 38.0 KB