Home/Filings/4/0001104659-20-003623
4//SEC Filing

Landy Joseph P. 4

Accession 0001104659-20-003623

CIK 0001535527other

Filed

Jan 13, 7:00 PM ET

Accepted

Jan 14, 7:34 AM ET

Size

15.6 KB

Accession

0001104659-20-003623

Insider Transaction Report

Form 4
Period: 2020-01-13
LANDY JOSEPH
Director10% Owner
Transactions
  • Other

    Class A Common Stock

    2020-01-138,987,3700 total(indirect: See Footnotes)
  • Conversion

    Class B Common Stock

    2020-01-138,987,37027,455,818 total(indirect: See Footnotes)
    Class A Common Stock (8,987,370 underlying)
  • Conversion

    Class A Common Stock

    2020-01-13+8,987,3708,987,370 total(indirect: See Footnotes)
  • Award

    Class A Common Stock

    2020-01-13+107,758185,300 total
Footnotes (8)
  • [F1]This Form 4 is filed on behalf of Joseph P. Landy. All shares indicated as indirectly owned by Mr. Landy are included because of his affiliation with the Warburg Pincus Entities (as defined below). Mr. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus Entities. Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 26,602,653 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 8,708,657 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and distributed such shares of Class A Common Stock, each on January 13, 2020.
  • [F2]Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 853,165 shares of Class B Common Stock, having converted 278,713 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and distributed such shares of Class A Common Stock, each on January 13, 2020.
  • [F3]On January 13, 2020, the WPP Funds distributed an aggregate 8,987,370 shares of Class A Common Stock to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution").
  • [F4]Following the Distribution, entities of which Joseph P. Landy is the beneficial owner hold 185,300 shares of Class A Common Stock, having received 107,758 shares of Class A Common Stock in connection with the Distribution.
  • [F5]Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners.
  • [F6]Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may each be deemed to control the Warburg Pincus Entities. Messrs. Kaye and Landy disclaim beneficial ownership of all shares held by the Warburg Pincus Entities except to the extent of their pecuniary interest therein. Mr. Landy also serves as a director of the Issuer and is reporting on a separate Form 4.
  • [F7]Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."
  • [F8]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events.

Documents

1 file

Issuer

CrowdStrike Holdings, Inc.

CIK 0001535527

Entity typeother

Related Parties

1
  • filerCIK 0001220638

Filing Metadata

Form type
4
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 7:34 AM ET
Size
15.6 KB