ClearSign Technologies Corp·4

Jan 14, 9:45 PM ET

Sock Stephen Michael 4

4 · ClearSign Technologies Corp · Filed Jan 14, 2020

Insider Transaction Report

Form 4
Period: 2020-01-09
Sock Stephen Michael
SVP Business Development
Transactions
  • Award

    Option to Purchase Common Stock

    2020-01-09+30,00030,000 total
    Exercise: $0.89From: 2020-01-09Exp: 2030-01-09Common Stock (30,000 underlying)
Holdings
  • Option to Purchase Common Stock

    Exercise: $1.90Exp: 2028-03-31Common Stock (20,000 underlying)
    20,000
  • Option to Purchase Common Stock

    Exercise: $2.25Exp: 2029-01-01Common Stock (50,000 underlying)
    50,000
  • Option to Purchase Common Stock

    Exercise: $1.21Exp: 2029-01-01Common Stock (50,000 underlying)
    50,000
Footnotes (2)
  • [F1]The right to purchase the option shares vests at the rate of 6.25% commencing on July 1, 2018 and on each quarterly (3-month) anniversary until the right to purchase all of the shares has vested on July 1, 2022.
  • [F2]The right to purchase one-third of the option shares vested as of January 1, 2019 and the right to purchase one-third of the option shares vested on January 1, 2020. The right to purchase the remainder of the option shares will vest on January 1, 2021.

Documents

1 file
  • 4
    tm203457d2_4.xmlPrimary

    OWNERSHIP DOCUMENT