4/A//SEC Filing
VAN SANTE YVES ROGER 4/A
Accession 0001104659-20-005983
CIK 0001084384other
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 5:30 PM ET
Size
8.9 KB
Accession
0001104659-20-005983
Insider Transaction Report
Form 4/AAmended
PARETEUM CorpTEUM
VAN SANTE YVES ROGER
Director10% Owner
Transactions
- Award
Option
2020-01-03+150,000→ 150,000 totalExercise: $0.43From: 2020-01-03Exp: 2025-01-03→ Common Stock (150,000 underlying) - Award
Common Stock
2019-01-02+133,052→ 458,223 total
Footnotes (5)
- [F1]Represents compensation for board fees in lieu of cash with 118,284 shares issued for services rendered from the Issuer's second 2016 fiscal quarter through the Issuer's third 2017 fiscal quarter and 14,768 shares issued for services rendered from the Issuer's fourth quarter 2017 (the "Board Fees").
- [F2]The Board Fees represents compensation for the Reporting Person's service as a director of the Issuer.
- [F3]The Board Fees represents compensation for the Reporting Person's service as a director of the Issuer. 3. Includes a restricted stock award (the "Restricted Stock Award") of 200,000 shares of common stock under the Pareteum Corporation. 2017 Long-Term Incentive Compensation Plan, of which one-third vested on October 1, 2018 and two-thirds shall vest in 24 equal monthly installments over a two year period thereafter.
- [F4]Option is granted pursuant to the Pareteum Corporation 2019 Long-Term Incentive Compensation Plan (the "January Option"), which January Option shall be fully vested on the date of grant (the "January Option Grant"). The January Option replaces in its entirety that certain option to purchase 150,000 shares of the Issuer's common stock (the "Original Option"), which Original Option was canceled simultaneously with the January Option Grant.
- [F5]The January Option Grant represents a one-time award of securities as compensation for the Reporting Person's service as a director of the Issuer.
Documents
Issuer
PARETEUM Corp
CIK 0001084384
Entity typeother
Related Parties
1- filerCIK 0001379375
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 21, 7:00 PM ET
- Accepted
- Jan 22, 5:30 PM ET
- Size
- 8.9 KB