4//SEC Filing
Park City Capital, LLC 4
Accession 0001104659-20-020135
CIK 0001579910other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 3:47 PM ET
Size
10.8 KB
Accession
0001104659-20-020135
Insider Transaction Report
Form 4
Resonant IncRESN
Park City Capital, LLC
10% Owner
Transactions
- Purchase
Common Stock
2020-02-11$1.50/sh+134,000$201,000→ 2,000,000 total(indirect: By Park City Capital Offshore Master, Ltd.)
Holdings
- 36,630
Restricted Stock Units
→ Common Stock (36,630 underlying) - 62,925
Common Stock
- 4,664
Restricted Stock Units
→ Common Stock (4,664 underlying)
Fox Michael J
Director
Transactions
- Purchase
Common Stock
2020-02-11$1.50/sh+134,000$201,000→ 2,000,000 total(indirect: By Park City Capital Offshore Master, Ltd.)
Holdings
- 62,925
Common Stock
- 4,664
Restricted Stock Units
→ Common Stock (4,664 underlying) - 36,630
Restricted Stock Units
→ Common Stock (36,630 underlying)
Footnotes (5)
- [F1]Represents shares acquired from the Issuer in a public offering at a public offering price of $1.50 per share.
- [F2]Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
- [F3]Each restricted stock unit (RSU) represents a contingent right to receive one share of Resonant Inc. common stock.
- [F4]The RSUs were granted on June 12, 2018. The shares vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant date and (ii) June 12, 2020.
- [F5]The RSUs were granted on June 11, 2019. 50% of the shares vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 11, 2020, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 11, 2021.
Documents
Issuer
Resonant Inc
CIK 0001579910
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001573572
Filing Metadata
- Form type
- 4
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 3:47 PM ET
- Size
- 10.8 KB