COOK JEREMY CURNOCK 5
5 · Armata Pharmaceuticals, Inc. · Filed Feb 14, 2020
Insider Transaction Report
Form 5
COOK JEREMY CURNOCK
Director
Transactions
- Other
Warrant to Purchase Common Stock
2019-05-09$12065.46/sh−46,666$563,046,756→ 0 total(indirect: See Footnote)Exercise: $0.32From: 2016-11-22Exp: 2021-11-22→ Common Stock (46,666 underlying)
Footnotes (4)
- [F1]The reported securities were redeemed by the issuer for $12,065.46.
- [F2]The number of shares of common stock for which the warrant was exercisable does not reflect the 1-for-14 reverse stock split that was effected on May 9, 2019.
- [F3]The warrant was held by One Funds Management Limited as Trustee for Asia Pacific Healthcare Fund II ("One Funds Management"). The Reporting Person may be deemed to have shared voting and dispositive power over the shares beneficially owned by One Funds Management but disclaims such beneficial ownership, except to the extent of his pecuniary interest therein, if any.
- [F4]Price reported is reflective of adjustments made after the date of issuance pursuant the terms of the warrant.