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5//SEC Filing

COOK JEREMY CURNOCK 5

Accession 0001104659-20-022092

CIK 0000921114other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 6:00 PM ET

Size

13.8 KB

Accession

0001104659-20-022092

Insider Transaction Report

Form 5
Period: 2019-12-31
Transactions
  • Other

    Warrant to Purchase Common Stock

    2019-05-09$12065.46/sh46,666$563,046,7560 total(indirect: See Footnote)
    Exercise: $0.32From: 2016-11-22Exp: 2021-11-22Common Stock (46,666 underlying)
Footnotes (4)
  • [F1]The reported securities were redeemed by the issuer for $12,065.46.
  • [F2]The number of shares of common stock for which the warrant was exercisable does not reflect the 1-for-14 reverse stock split that was effected on May 9, 2019.
  • [F3]The warrant was held by One Funds Management Limited as Trustee for Asia Pacific Healthcare Fund II ("One Funds Management"). The Reporting Person may be deemed to have shared voting and dispositive power over the shares beneficially owned by One Funds Management but disclaims such beneficial ownership, except to the extent of his pecuniary interest therein, if any.
  • [F4]Price reported is reflective of adjustments made after the date of issuance pursuant the terms of the warrant.

Issuer

Armata Pharmaceuticals, Inc.

CIK 0000921114

Entity typeother

Related Parties

1
  • filerCIK 0001216486

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 6:00 PM ET
Size
13.8 KB