Hoberman Kenneth 5

5 · STEMLINE THERAPEUTICS INC · Filed Feb 14, 2020

Form 5

Period: 2019-06-12

Chief Operating Officer

Transactions

Gift
Stock Options (right to buy)
2019-06-12−18,070→ 0 total
Exercise: $2.92Exp: 2021-03-08→ Common Stock (18,070 underlying)
Gift
Stock Options (right to buy)
2019-06-12−18,070→ 0 total
Exercise: $2.92From: 2013-01-29Exp: 2021-03-08→ Common Stock (18,070 underlying)
Gift
Stock Options (right to buy)
2019-06-12−97,580→ 0 total
Exercise: $3.30Exp: 2022-03-09→ Common Stock (97,580 underlying)
Gift
Stock Options (right to buy)
2019-06-12−75,000→ 0 total
Exercise: $5.77Exp: 2026-01-07→ Common Stock (75,000 underlying)
Gift
Stock Options (right to buy)
2019-06-12−132,176→ 0 total
Exercise: $4.12Exp: 2026-02-24→ Common Stock (132,176 underlying)

Footnotes (4)

[F1]On June 12, 2019, options to purchase shares of common stock were transferred into an irrevocable trust for the benefit of Mr. Hoberman's minor children. Mr. Hoberman is not a trustee of the trust and has no investment control over the securities held by the trust.
[F2]Represents options to purchase shares of common stock that vested 25% per year on each of the first four anniversaries of the grant date. All options have a 10-year life.
[F3]Represents options to purchase shares of common stock that vested 25% on the first anniversary and the remaining 75% vested quarterly over a three-year period.
[F4]Represents options to purchase shares of common stock that vested in three equal installments on each of the first three anniversaries of the January 7, 2016 grant date.

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