Alala Joseph B III 4
4 · Capitala Finance Corp. · Filed Feb 20, 2020
Insider Transaction Report
Form 4
Alala Joseph B III
DirectorSee Remarks
Transactions
- Other
Common Stock
2019-05-01−21,245.278→ 0 total(indirect: By LLC)
Holdings
- 360(indirect: By Children)
Common Stock
- 972(indirect: via CapitalSouth Corporation)
Common Stock
- 360(indirect: By Children)
Common Stock
- 12,187
Common Stock
- 534,637.85(indirect: By LLC)
Common Stock
- 5,559.722(indirect: via Capitala Transaction Corp.)
Common Stock
Footnotes (2)
- [F1]Shares of Capitala Finance Corp. were transferred to an ultimate beneficial owner of Capitala Investment Advisors, LLC as a distribution in respect of such owner's indirect beneficial ownership of Capitala Investment Advisors, LLC.
- [F2]Mr. Alala disclaims beneficial ownership of any of the Issuer's shares directly held by Capitala Private Investments, LLC, Capitala Transaction Corp., CapitalSouth Corporation and Capitala Investment Advisors, LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Alala is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.