4//SEC Filing
Alala Joseph B III 4
Accession 0001104659-20-023096
CIK 0001571329other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 8:58 AM ET
Size
306.9 KB
Accession
0001104659-20-023096
Insider Transaction Report
Form 4
Alala Joseph B III
DirectorSee Remarks
Transactions
- Other
Common Stock
2019-05-01−21,245.278→ 0 total(indirect: By LLC)
Holdings
- 360(indirect: By Children)
Common Stock
- 972(indirect: via CapitalSouth Corporation)
Common Stock
- 360(indirect: By Children)
Common Stock
- 12,187
Common Stock
- 534,637.85(indirect: By LLC)
Common Stock
- 5,559.722(indirect: via Capitala Transaction Corp.)
Common Stock
Footnotes (2)
- [F1]Shares of Capitala Finance Corp. were transferred to an ultimate beneficial owner of Capitala Investment Advisors, LLC as a distribution in respect of such owner's indirect beneficial ownership of Capitala Investment Advisors, LLC.
- [F2]Mr. Alala disclaims beneficial ownership of any of the Issuer's shares directly held by Capitala Private Investments, LLC, Capitala Transaction Corp., CapitalSouth Corporation and Capitala Investment Advisors, LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Alala is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
Issuer
Capitala Finance Corp.
CIK 0001571329
Entity typeother
Related Parties
1- filerCIK 0001587346
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 8:58 AM ET
- Size
- 306.9 KB