Stellus Capital Investment Corp·4

Mar 11, 7:17 PM ET

Arnoult J Tim 4

4 · Stellus Capital Investment Corp · Filed Mar 11, 2020

Insider Transaction Report

Form 4
Period: 2020-03-09
Transactions
  • Purchase

    Common Stock

    2020-03-09$10.74/sh+10,000$107,40020,869 total
Footnotes (2)
  • [F1]The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $10.715 to $10.750 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
  • [F2]Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 869 shares under the Issuer's Dividend Reinvestment Plan.

Documents

1 file
  • 4
    tm2012465d1_4.xmlPrimary

    OWNERSHIP DOCUMENT