DFP Sponsor LLC 3
3 · DFP HEALTHCARE ACQUISITIONS CORP. · Filed Mar 11, 2020
Insider Transaction Report
Form 3
DFP Sponsor LLC
10% OwnerOther
Holdings
Class B Common Stock
→ Class A Common Stock (5,360,000 underlying)
Footnotes (2)
- [F1]The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-236578) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 750,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
- [F2]DFP Sponsor LLC is the record holder of the shares reported herein. Mr. Atinsky is a manager of DFP Sponsor LLC and shares voting and investment discretion with respect to the common stock held of record by DFP Sponsor LLC. Mr. Atinsky disclaims any beneficial ownership of the securities held by DFP Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.