Home/Filings/4/0001104659-20-034656
4//SEC Filing

REILAND DAVID P 4

Accession 0001104659-20-034656

CIK 0001120370other

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 3:39 PM ET

Size

6.5 KB

Accession

0001104659-20-034656

Insider Transaction Report

Form 4
Period: 2020-03-13
Transactions
  • Purchase

    Common Stock

    2020-03-13$1.30/sh+10,000$13,000106,326 total
Holdings
  • Phantom Stock

    Common Stock (8,403 underlying)
    8,403
Footnotes (3)
  • [F1]Includes 18,324 restricted stock units that vest on 4/23/20.
  • [F2]Each share of phantom stock is the economic equivalent of one share of Broadwind Energy, Inc. common stock.
  • [F3]Phantom stock credited to participant's account in 2009, 2011 and 2016 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.

Documents

1 file

Issuer

BROADWIND ENERGY, INC.

CIK 0001120370

Entity typeother

Related Parties

1
  • filerCIK 0001222000

Filing Metadata

Form type
4
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 3:39 PM ET
Size
6.5 KB