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4//SEC Filing

Buttacavoli Thomas 4

Accession 0001104659-20-034888

CIK 0001527590other

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 7:20 PM ET

Size

6.6 KB

Accession

0001104659-20-034888

Insider Transaction Report

Form 4
Period: 2020-03-13
Buttacavoli Thomas
Chief Investment Officer
Transactions
  • Purchase

    Common Stock

    2020-03-13$9.87/sh+15,000$147,99898,060 total
Holdings
  • Common Stock

    (indirect: By Waterfall)
    4,852
Footnotes (2)
  • [F1]The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.715 to $9.99, inclusive on March 13, 2020. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  • [F2]These shares represent the 4,852 shares of Common Stock of the Issuer out of the 47,895 and 8,454 total shares of Common Stock held by Waterfall Asset Management, LLC, its external manager (the "Manager") and Waterfall Management, LLC ("WM" and together with the Manager, "Waterfall"), respectively, including through each entity's ownership of Sutherland REIT Holdings, LP (the "Partnership") based on the Reporting Person's percentage ownership in Waterfall. The Reporting Person disclaims beneficial ownership of the shares held by Waterfall, except to the extent of his economic interest therein.

Documents

1 file

Issuer

Ready Capital Corp

CIK 0001527590

Entity typeother

Related Parties

1
  • filerCIK 0001689600

Filing Metadata

Form type
4
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 7:20 PM ET
Size
6.6 KB