SCWorx Corp.·4

Mar 19, 2:26 PM ET

Wallitt Steven 4

4 · SCWorx Corp. · Filed Mar 19, 2020

Insider Transaction Report

Form 4
Period: 2020-03-17
Transactions
  • Award

    Restricted Stock Units

    2020-03-17+80,00080,000 total
Holdings
  • Common Stock

    10,527
  • Restricted Stock Units

    25,000
  • Stock Option (right to buy)

    Exercise: $2.31Exp: 2024-10-04Common Stock (12,500 underlying)
    12,500
  • Series A Convertible Preferred Stock

    Exercise: $3.80From: 2019-01-30Common Stock (65,953 underlying)
    25,062
  • Common Stock Purchase Warrants

    Exercise: $3.80From: 2019-01-30Exp: 2024-01-30Common Stock (32,977 underlying)
    32,977
Footnotes (4)
  • [F1]The Restricted Stock Units vest in full on 09/17/20.
  • [F2]The RSUs were issued to the reporting person as compensation for serving as a director in 2020.
  • [F3]The option vests in 4 quarterly installments, commencing ninety days after the grant date.
  • [F4]The conversion rights of the Series A Preferred Stock are not subject to expiration.

Documents

1 file
  • 4
    tm2013183d1_4.xmlPrimary

    OWNERSHIP DOCUMENT