4//SEC Filing
Buttacavoli Thomas 4
Accession 0001104659-20-036977
CIK 0001527590other
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 7:01 PM ET
Size
6.6 KB
Accession
0001104659-20-036977
Insider Transaction Report
Form 4
Buttacavoli Thomas
Chief Investment Officer
Transactions
- Purchase
Common Stock
2020-03-18$6.33/sh+10,000$63,338→ 108,060 total
Holdings
- 4,852(indirect: By Waterfall)
Common Stock
Footnotes (2)
- [F1]The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.30 to $6.35, inclusive on March 13, 2020. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- [F2]These shares represent the 4,852 shares of Common Stock of the Issuer out of the 47,895 and 8,454 total shares of Common Stock held by Waterfall Asset Management, LLC, its external manager (the "Manager") and Waterfall Management, LLC ("WM" and together with the Manager, "Waterfall"), respectively, including through each entity's ownership of Sutherland REIT Holdings, LP (the "Partnership") based on the Reporting Person's percentage ownership in Waterfall. The Reporting Person disclaims beneficial ownership of the shares held by Waterfall, except to the extent of his economic interest therein.
Documents
Issuer
Ready Capital Corp
CIK 0001527590
Entity typeother
Related Parties
1- filerCIK 0001689600
Filing Metadata
- Form type
- 4
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 7:01 PM ET
- Size
- 6.6 KB