IMMUNOMEDICS INC·4

Mar 20, 9:18 PM ET

Avoro Capital Advisors LLC 4

4 · IMMUNOMEDICS INC · Filed Mar 20, 2020

Insider Transaction Report

Form 4
Period: 2020-03-20
Aghazadeh Behzad
Director10% OwnerOther
Transactions
  • Award

    Common Stock, $0.01 par value per share

    2020-03-20+100,000100,000 total
Holdings
  • Common Stock, $0.01 par value per share

    (indirect: See footnote)
    24,500,000
  • Common Stock, $0.01 par value per share

    13,516
Footnotes (3)
  • [F1]Dr. Aghazadeh was granted restricted stock units pursuant to the Issuer's 2014 Long-Term Incentive Plan. 1/3 of the restricted stock units vest on each of the first, second, and third anniversary of the date of grant, subject to Dr. Aghazadeh's continued service as the Company's Executive Chairman.
  • [F2]Includes restricted stock units that represent a contingent right to receive one share of the Issuer's common stock..
  • [F3]Dr. Aghazadeh serves as the portfolio manager and controlling person of Avoro Capital Advisors LLC (formerly venBio Select Advisor LLC), a Delaware limited liability company (the "Investment Manager"). The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. The securities reported herein are held on behalf of accounts managed by the Investment Manager.

Documents

1 file
  • 4
    a4.xmlPrimary

    4