4//SEC Filing
Arnoult J Tim 4
Accession 0001104659-20-037279
CIK 0001551901other
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 3:05 PM ET
Size
8.7 KB
Accession
0001104659-20-037279
Insider Transaction Report
Form 4
Arnoult J Tim
Director
Transactions
- Purchase
Common Stock
2020-03-13$9.09/sh+10,000$90,900→ 30,869 total - Purchase
Common Stock
2020-03-19$5.80/sh+1,000$5,800→ 31,869 total - Purchase
Common Stock
2020-03-23$5.77/sh+9,000$51,930→ 40,869 total
Footnotes (2)
- [F1]The price shown is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $9.05 to $9.11 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- [F2]The price shown is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $5.745 to $5.80 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
Documents
Issuer
Stellus Capital Investment Corp
CIK 0001551901
Entity typeother
Related Parties
1- filerCIK 0001293472
Filing Metadata
- Form type
- 4
- Filed
- Mar 22, 8:00 PM ET
- Accepted
- Mar 23, 3:05 PM ET
- Size
- 8.7 KB