Arnoult J Tim 4
4 · Stellus Capital Investment Corp · Filed Mar 23, 2020
Insider Transaction Report
Form 4
Arnoult J Tim
Director
Transactions
- Purchase
Common Stock
2020-03-13$9.09/sh+10,000$90,900→ 30,869 total - Purchase
Common Stock
2020-03-19$5.80/sh+1,000$5,800→ 31,869 total - Purchase
Common Stock
2020-03-23$5.77/sh+9,000$51,930→ 40,869 total
Footnotes (2)
- [F1]The price shown is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $9.05 to $9.11 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- [F2]The price shown is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $5.745 to $5.80 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.