4//SEC Filing
Oaktree Optical Holdings, L.P. 4
Accession 0001104659-20-037429
CIK 0001138639other
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 7:15 PM ET
Size
22.9 KB
Accession
0001104659-20-037429
Insider Transaction Report
Form 4
INFINERA CorpINFN
Oaktree Capital Group, LLC
10% Owner
Transactions
- Purchase
Common Stock
2020-03-19$4.94/sh+1,000,000$4,940,000→ 25,175,384 total
Oaktree Fund GP, LLC
10% Owner
Transactions
- Purchase
Common Stock
2020-03-19$4.94/sh+1,000,000$4,940,000→ 25,175,384 total
Transactions
- Purchase
Common Stock
2020-03-19$4.94/sh+1,000,000$4,940,000→ 25,175,384 total
OAKTREE FUND GP I, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2020-03-19$4.94/sh+1,000,000$4,940,000→ 25,175,384 total
OCM HOLDINGS I, LLC
10% Owner
Transactions
- Purchase
Common Stock
2020-03-19$4.94/sh+1,000,000$4,940,000→ 25,175,384 total
BROOKFIELD Corp /ON/
10% Owner
Transactions
- Purchase
Common Stock
2020-03-19$4.94/sh+1,000,000$4,940,000→ 25,175,384 total
Oaktree Optical Holdings, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2020-03-19$4.94/sh+1,000,000$4,940,000→ 25,175,384 total
Oaktree Capital I, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2020-03-19$4.94/sh+1,000,000$4,940,000→ 25,175,384 total
OAKTREE HOLDINGS, LLC
10% Owner
Transactions
- Purchase
Common Stock
2020-03-19$4.94/sh+1,000,000$4,940,000→ 25,175,384 total
Partners Ltd
10% Owner
Transactions
- Purchase
Common Stock
2020-03-19$4.94/sh+1,000,000$4,940,000→ 25,175,384 total
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.60 to $5.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).
- [F2]Oaktree Optical Holdings, L.P. ("Optical") directly owns the Common Stock reported herein. This Form 4 is also being filed by (i) Oaktree Fund GP, LLC ("Fund GP") in its capacity as general partner of Optical; (ii) Oaktree Fund GP I, L.P. ("GP I") in its capacity as managing member of Fund GP; (iii) Oaktree Capital I, L.P. ("Capital I") in its capacity as the general partner of GP I; (iv) OCM Holdings I, LLC ("Holdings I") in its capacity as the general partner of Capital I; (v) Oaktree Holdings, LLC ("Holdings LLC") in its capacity as the managing member of Holdings I;.
- [F3](cont'd from footnote 2) (vi) Oaktree Capital Group, LLC ("OCG") in its capacity as the managing member of Holdings LLC; (vii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP") in its capacity as the duly appointed manager of OCG; (viii) Brookfield Asset Management, Inc. ("BAM") in its capacity as the indirect owner of the class A units of OCG and (ix) Partners Limited, in its capacity as the sole owner of Class B Limited Voting Shares of BAM (each a "Reporting Person" and, collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of all securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities reported herein.
Documents
Issuer
INFINERA Corp
CIK 0001138639
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001755632
Filing Metadata
- Form type
- 4
- Filed
- Mar 22, 8:00 PM ET
- Accepted
- Mar 23, 7:15 PM ET
- Size
- 22.9 KB