Home/Filings/4/0001104659-20-040416
4//SEC Filing

Whall Timothy J. 4

Accession 0001104659-20-040416

CIK 0001422841other

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 4:36 PM ET

Size

9.0 KB

Accession

0001104659-20-040416

Insider Transaction Report

Form 4
Period: 2020-03-30
Transactions
  • Disposition to Issuer

    Deferred Compensation - Phantom Share Units

    2020-03-302,023.240 total
    Ordinary Shares (2,023.24 underlying)
  • Disposition to Issuer

    Restricted Share Units

    2020-03-307,6310 total
    Exercise: $0.00Ordinary Shares (7,631 underlying)
Footnotes (3)
  • [F1]Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 23, 2019, among Culligan International Company, a Delaware corporation ("Parent"), Amberjack Merger Sub Limited, a business company incorporated under the laws of the British Virgin Islands and a subsidiary of Parent ("Merger Sub"), and the Issuer, Merger Sub merged with and into the Issuer on March 30, 2020, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger").
  • [F2]At the effective time of the Merger, each unvested restricted share unit outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested and was cancelled in exchange for a right to receive a cash payment in an amount equal to $27.10, without interest, for each ordinary share underlying the restricted share unit, less any required withholding taxes.
  • [F3]Pursuant to the Merger Agreement, Merger Sub merged with and into the Issuer on March 30, 2020, with the Issuer surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each phantom share unit outstanding, whether vested or unvested, automatically and without any required action on the part of the Reporting Person, became fully vested and was cancelled in exchange for a right to receive a cash payment in an amount equal to $27.10, without interest, for each ordinary share underlying the phantom share unit, less any required withholding taxes.

Documents

1 file

Issuer

AquaVenture Holdings Ltd

CIK 0001422841

Entity typeother

Related Parties

1
  • filerCIK 0001493999

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 4:36 PM ET
Size
9.0 KB