Home/Filings/4/0001104659-20-040927
4//SEC Filing

Mungovan Robert M 4

Accession 0001104659-20-040927

CIK 0001015739other

Filed

Mar 30, 8:00 PM ET

Accepted

Mar 31, 10:42 AM ET

Size

12.7 KB

Accession

0001104659-20-040927

Insider Transaction Report

Form 4
Period: 2020-03-27
Mungovan Robert M
Chief Commercial Officer
Transactions
  • Award

    Unrestricted Stock Award

    2020-03-27+25,00025,000 total
    Exercise: $0.00Common Stock (25,000 underlying)
Holdings
  • Common Stock

    101,280
  • Stock Option (right to buy)

    Exercise: $4.50Exp: 2029-10-01Common Stock (25,000 underlying)
    25,000
  • Stock Option (right to buy)

    Exercise: $6.50Exp: 2029-10-01Common Stock (25,000 underlying)
    25,000
  • Stock Option (right to buy)

    Exercise: $7.50Exp: 2029-10-01Common Stock (25,000 underlying)
    25,000
  • Unrestricted Stock Award

    Exercise: $0.00Common Stock (40,000 underlying)
    40,000
  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2029-10-01Common Stock (25,000 underlying)
    25,000
Footnotes (3)
  • [F1]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 12,500 shares on June 30, 2020, and 12,500 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
  • [F2]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2020, 10,000 shares on October 1, 2021, 10,000 shares on October 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
  • [F3]Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023.

Issuer

AWARE INC /MA/

CIK 0001015739

Entity typeother

Related Parties

1
  • filerCIK 0001597612

Filing Metadata

Form type
4
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 10:42 AM ET
Size
12.7 KB