4//SEC Filing
Edgar Marec Elden 4
Accession 0001104659-20-041568
CIK 0000018172other
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 8:53 AM ET
Size
9.9 KB
Accession
0001104659-20-041568
Insider Transaction Report
Form 4
Edgar Marec Elden
VP, Gen Counsel & Secretary
Transactions
- Award
Common Stock
2020-03-27+192,848→ 513,864 total - Disposition to Issuer
Convertible Note
2020-03-27Exercise: $3.77From: 2017-08-31Exp: 2020-08-31→ Common Stock (140,843 underlying) - Award
Convertible Note
2020-03-27Exercise: $0.46From: 2020-03-27Exp: 2020-08-31→ Common Stock (572,889 underlying)
Footnotes (1)
- [F1]Reflects the disposition of an aggregate principal amount (including accrued PIK interest) of $530,883 of the Company's 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes") in exchange for a combination of (i) an aggregate principal amount of $261,121 of the Company's new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and (ii) 192,848 shares of the Company's common stock ("New Shares"), pursuant to a public exchange offer launched by the Company on February 27, 2020 and completed on March 27, 2020. The Old Notes were restricted incentive awards issued pursuant to the Company's 2017 Management Incentive Plan (the "Plan"). The New Notes are convertible into 572,889 shares of common stock as of the date of this filing. The restricted New Notes and restricted New Shares vest in full on August 31, 2020.
Documents
Issuer
A. M. Castle & Co.
CIK 0000018172
Entity typeother
Related Parties
1- filerCIK 0001603348
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 8:53 AM ET
- Size
- 9.9 KB