4//SEC Filing
Zundel Mark D 4
Accession 0001104659-20-041570
CIK 0000018172other
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 8:54 AM ET
Size
12.1 KB
Accession
0001104659-20-041570
Insider Transaction Report
Form 4
Zundel Mark D
EVP, Global Supply & Aerospace
Transactions
- Award
Convertible Note
2020-03-27Exercise: $0.46From: 2020-03-27Exp: 2022-08-30→ Common Stock (218,277 underlying) - Disposition to Issuer
Convertible Note
2020-03-27Exercise: $3.77From: 2017-08-31Exp: 2020-08-31→ Common Stock (24,133 underlying) - Award
Common Stock
2020-03-27+73,477→ 128,485 total - Disposition to Issuer
Convertible Note
2020-03-27Exercise: $3.77From: 2020-03-25Exp: 2022-08-30→ Common Stock (29,530 underlying)
Footnotes (1)
- [F1]Reflects the disposition of an aggregate principal amount (including accrued PIK interest) of $202,272 of the Company's 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes") in exchange for a combination of (i) an aggregate principal amount of $99,490 of the Company's new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and (ii) 73,477 shares of the Company's common stock ("New Shares"), pursuant to a public exchange offer launched by the Company on February 27, 2020 and completed on March 27, 2020. The Old Notes were restricted incentive awards issued pursuant to the Company's 2017 Management Incentive Plan (the "Plan"). The New Notes are convertible into 218,277 shares of common stock as of the date of this filing. The restricted New Notes and restricted New Shares vest in shares proportionate to the tendered Old Notes on August 31, 2020 and August 30, 2022.
Documents
Issuer
A. M. Castle & Co.
CIK 0000018172
Entity typeother
Related Parties
1- filerCIK 0001758413
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 8:54 AM ET
- Size
- 12.1 KB