Glencore AG 4
4 · CENTURY ALUMINUM CO · Filed Apr 2, 2020
Insider Transaction Report
Form 4
Glencore AG
10% Owner
Transactions
- Conversion
Common Stock
2020-03-31+118,146→ 10,891,838 total - Conversion
Series A Convertible Preferred Stock
2020-03-31−1,181.46→ 66,141.09 total→ Common Stock (118,146 underlying)
Footnotes (3)
- [F1]Represents shares of Common Stock acquired upon conversion of 1,181.46 shares of Series A Convertible Preferred Stock on March 31, 2020.
- [F2]Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.
- [F3]The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc.