Uppal Vikram S 4
4 · Terra Property Trust, Inc. · Filed Apr 8, 2020
Insider Transaction Report
Form 4
Uppal Vikram S
DirectorSee Remarks
Transactions
- Purchase
Common stock
2020-04-06+49,427.63→ 49,427.63 total(indirect: See FN)
Footnotes (1)
- [F1]On April 6, 2020, Vikram Uppal purchased 22 units of limited liability company interest (the "Units") of Terra Secured Income Fund 5, LLC ("Terra Fund 5") for $400,000 in a secondary market transaction. The Units are held through Lakshmi 15 LLC, a family limited liability company over which Mr. Uppal exercises voting and investment control. The shares of common stock of Terra Property Trust, Inc. (the "Company") indicated on this report as being held indirectly by Mr. Uppal are held indirectly by Terra Fund 5 through a controlled subsidiary. Mr. Uppal is the Chief Executive Officer and Chief Investment Officer of Terra Fund Advisors, LLC, the manager of Terra Fund 5. Accordingly, Mr. Uppal disclaims beneficial ownership of the shares of common stock of the Company reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.