Powers Linda F 4
4 · NORTHWEST BIOTHERAPEUTICS INC · Filed May 1, 2020
Insider Transaction Report
Form 4
Powers Linda F
Director10% Owner
Transactions
- Expiration (Short)
Warrants
2020-04-30−29,411,760→ 0 totalExercise: $0.22From: 2018-05-02Exp: 2020-05-02→ Common Stock, par value $0.001 (29,411,760 underlying) - Other
Warrants
2020-04-30+29,411,760→ 29,411,760 totalExercise: $0.22From: 2020-11-01Exp: 2023-05-01→ Common Stock, par value $0.001 (29,411,760 underlying)
Footnotes (3)
- [F1]This portion of existing warrants held by Ms. Powers was extended in consideration for suspension of these warrants making them unexercisable until Nov. 1, 2020, and for suspension of other warrants held by Ms. Powers making those unexercisable until Nov. 1, 2020 as well. These extended warrants will have an exercise period of 2-1/2 years after the suspension period.
- [F2]Extension of an existing warrant is deemed to be a cancellation and re-issuance. H is the transaction code which covers cancellation of securities.
- [F3]J is the transaction code for "other acquisitions". It covers the deemed issuance of replacement warrants.