4//SEC Filing
Powers Linda F 4
Accession 0001104659-20-055770
CIK 0001072379other
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 9:12 PM ET
Size
8.2 KB
Accession
0001104659-20-055770
Insider Transaction Report
Form 4
Powers Linda F
Director10% Owner
Transactions
- Expiration (Short)
Warrants
2020-04-30−29,411,760→ 0 totalExercise: $0.22From: 2018-05-02Exp: 2020-05-02→ Common Stock, par value $0.001 (29,411,760 underlying) - Other
Warrants
2020-04-30+29,411,760→ 29,411,760 totalExercise: $0.22From: 2020-11-01Exp: 2023-05-01→ Common Stock, par value $0.001 (29,411,760 underlying)
Footnotes (3)
- [F1]This portion of existing warrants held by Ms. Powers was extended in consideration for suspension of these warrants making them unexercisable until Nov. 1, 2020, and for suspension of other warrants held by Ms. Powers making those unexercisable until Nov. 1, 2020 as well. These extended warrants will have an exercise period of 2-1/2 years after the suspension period.
- [F2]Extension of an existing warrant is deemed to be a cancellation and re-issuance. H is the transaction code which covers cancellation of securities.
- [F3]J is the transaction code for "other acquisitions". It covers the deemed issuance of replacement warrants.
Documents
Issuer
NORTHWEST BIOTHERAPEUTICS INC
CIK 0001072379
Entity typeother
Related Parties
1- filerCIK 0001289624
Filing Metadata
- Form type
- 4
- Filed
- Apr 30, 8:00 PM ET
- Accepted
- May 1, 9:12 PM ET
- Size
- 8.2 KB