AWARE INC /MA/|4May 4, 4:07 PM ET

Barcelo David Brian 4

4 · AWARE INC /MA/ · Filed May 4, 2020

Form 4

Period: 2020-05-04

Chief Financial Officer

Transactions

Award
Stock Option (right to buy)
2020-05-04+12,500→ 12,500 total
Exercise: $4.50Exp: 2030-05-04→ Common Stock (12,500 underlying)
Award
Unrestricted Stock Award
2020-05-04+20,000→ 20,000 total
Exercise: $0.00→ Common Stock (20,000 underlying)
Award
Stock Option (right to buy)
2020-05-04+12,500→ 12,500 total
Exercise: $5.50Exp: 2030-05-04→ Common Stock (12,500 underlying)
Award
Stock Option (right to buy)
2020-05-04+12,500→ 12,500 total
Exercise: $6.50Exp: 2030-05-04→ Common Stock (12,500 underlying)
Award
Stock Option (right to buy)
2020-05-04+12,500→ 12,500 total
Exercise: $7.50Exp: 2030-05-04→ Common Stock (12,500 underlying)

Footnotes (2)

[F1]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on June 30, 2020, and 10,000 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
[F2]Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024.

Documents

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