Home/Filings/4/0001104659-20-063773
4//SEC Filing

TALLIS ALAN 4

Accession 0001104659-20-063773

CIK 0001232582other

Filed

May 18, 8:00 PM ET

Accepted

May 19, 4:19 PM ET

Size

11.4 KB

Accession

0001104659-20-063773

Insider Transaction Report

Form 4
Period: 2020-05-15
TALLIS ALAN
EVP, Asset Management
Transactions
  • Award

    Special Limited Partnership Units

    2020-05-15+140,625170,069 total
    Exercise: $0.00Common Stock
Holdings
  • Common Stock

    (indirect: By Trust)
    120,000
  • 7.375% Series F Cumulative Preferred Stock

    (indirect: By Trust)
    2,087
  • 7.375% Series F Cumulative Preferred Stock

    (indirect: By Trust)
    2,087
  • Common Stock

    (indirect: By Trust)
    103,045
  • Common Stock

    (indirect: By IRA)
    5,000
  • Common Limited Partnership Units

    Exercise: $0.00Common Stock
    40,305
Footnotes (4)
  • [F1]Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units.
  • [F2]The LTIP Units reported herein were issued as an annual award under the Issuer's 2011 Stock Incentive Plan after the Reporting Person's re-election to the Issuer's Board of Directors.
  • [F3]Neither the LTIP Units nor the Common Units have an expiration date.
  • [F4]Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis as described in Amendment No. 5 to the Seventh Amended and Restated Agreement of the Limited Partnership dated December 13, 2017. On September 30, 2018, 14,861 LTIP Units converted to Common Units.

Documents

1 file

Issuer

ASHFORD HOSPITALITY TRUST INC

CIK 0001232582

Entity typeother

Related Parties

1
  • filerCIK 0001187669

Filing Metadata

Form type
4
Filed
May 18, 8:00 PM ET
Accepted
May 19, 4:19 PM ET
Size
11.4 KB