4//SEC Filing
JAB Holdings B.V. 4
Accession 0001104659-20-065480
CIK 0001418135other
Filed
May 21, 8:00 PM ET
Accepted
May 22, 5:25 PM ET
Size
22.6 KB
Accession
0001104659-20-065480
Insider Transaction Report
Form 4
JAB Holdings B.V.
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2020-05-20$27.10/sh−40,000,000$1,084,000,000→ 868,745,095 total(indirect: See Footnote) - Other
Ordinary Shares K
2020-05-22$27.10/sh−10,479,705$284,000,006→ 483,387,013 total→ Common Stock (10,479,705 underlying) - Purchase
Common Stock, par value $0.01 per share
2020-05-22$27.10/sh+7,380,000$199,998,000→ 14,780,000 total
JAB Investments S.a r.l.
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2020-05-20$27.10/sh−40,000,000$1,084,000,000→ 868,745,095 total(indirect: See Footnote) - Purchase
Common Stock, par value $0.01 per share
2020-05-22$27.10/sh+7,380,000$199,998,000→ 14,780,000 total - Other
Ordinary Shares K
2020-05-22$27.10/sh−10,479,705$284,000,006→ 483,387,013 total→ Common Stock (10,479,705 underlying)
JAB Holding Co s.a r.l.
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2020-05-20$27.10/sh−40,000,000$1,084,000,000→ 868,745,095 total(indirect: See Footnote) - Purchase
Common Stock, par value $0.01 per share
2020-05-22$27.10/sh+7,380,000$199,998,000→ 14,780,000 total - Other
Ordinary Shares K
2020-05-22$27.10/sh−10,479,705$284,000,006→ 483,387,013 total→ Common Stock (10,479,705 underlying)
Joh. A. Benckiser s.a.r.l.
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2020-05-20$27.10/sh−40,000,000$1,084,000,000→ 868,745,095 total(indirect: See Footnote) - Purchase
Common Stock, par value $0.01 per share
2020-05-22$27.10/sh+7,380,000$199,998,000→ 14,780,000 total - Other
Ordinary Shares K
2020-05-22$27.10/sh−10,479,705$284,000,006→ 483,387,013 total→ Common Stock (10,479,705 underlying)
Parentes Holding SE
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2020-05-20$27.10/sh−40,000,000$1,084,000,000→ 868,745,095 total(indirect: See Footnote) - Purchase
Common Stock, par value $0.01 per share
2020-05-22$27.10/sh+7,380,000$199,998,000→ 14,780,000 total - Other
Ordinary Shares K
2020-05-22$27.10/sh−10,479,705$284,000,006→ 483,387,013 total→ Common Stock (10,479,705 underlying)
Donata Holding SE
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2020-05-20$27.10/sh−40,000,000$1,084,000,000→ 868,745,095 total(indirect: See Footnote) - Other
Ordinary Shares K
2020-05-22$27.10/sh−10,479,705$284,000,006→ 483,387,013 total→ Common Stock (10,479,705 underlying) - Purchase
Common Stock, par value $0.01 per share
2020-05-22$27.10/sh+7,380,000$199,998,000→ 14,780,000 total
JAB Forest B.V.
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2020-05-20$27.10/sh−40,000,000$1,084,000,000→ 868,745,095 total(indirect: See Footnote) - Purchase
Common Stock, par value $0.01 per share
2020-05-22$27.10/sh+7,380,000$199,998,000→ 14,780,000 total - Other
Ordinary Shares K
2020-05-22$27.10/sh−10,479,705$284,000,006→ 483,387,013 total→ Common Stock (10,479,705 underlying)
Footnotes (7)
- [F1]On May 20, 2020, Maple Holdings B.V. agreed to sell (the "Share Sale") 40,000,000 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") to Goldman Sachs & Co. LLC (the "Underwriter"), pursuant to an Underwriting Agreement, by and among Maple Holdings B.V., Keurig Dr Pepper Inc. and the Underwriter.
- [F2]On the basis of JAB Forest B.V.'s beneficial ownership of Ordinary Shares K of Acorn Holdings B.V. (as described in footnote 7 herein), the Share Sale may be deemed a sale of Shares by each Reporting Person herein to the extent of such Reporting Person's pecuniary interest therein.
- [F3]These Shares are held by Maple Holdings B.V. On the basis of JAB Forest B.V.'s beneficial ownership of Ordinary Shares K of Acorn Holdings B.V. (as described in footnote 7 herein), each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
- [F4]On May 22, 2020, JAB Holdings B.V. purchased 7,380,000 Shares from the Underwriter.
- [F5]These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein, other than JAB Forest B.V. As such, each other Reporting Person herein, other than JAB Forest B.V., may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
- [F6]JAB Forest B.V. holds and beneficially owns ordinary shares K (the "Ordinary Shares K") of Acorn Holdings B.V. Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn Holdings B.V. from time to time (or the cash value thereof). On May 22, 2020, JAB Forest B.V. agreed to sell Ordinary Shares K then representing an interest in 10,479,705 Shares.
- [F7]These Ordinary Shares K are held and beneficially owned by JAB Forest B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Ordinary Shares K held by JAB Forest B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Ordinary Shares K, except to the extent of its pecuniary interests therein.
Documents
Issuer
Keurig Dr Pepper Inc.
CIK 0001418135
Entity typeother
IncorporatedNetherlands
Related Parties
1- filerCIK 0001579134
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 5:25 PM ET
- Size
- 22.6 KB