4//SEC Filing
GUTHART LEO 4
Accession 0001104659-20-067505
CIK 0001673772other
Filed
May 28, 8:00 PM ET
Accepted
May 29, 12:21 PM ET
Size
11.7 KB
Accession
0001104659-20-067505
Insider Transaction Report
Form 4
GUTHART LEO
10% Owner
Transactions
- Sale
Common Stock
2020-05-26−2,056,666→ 559,243 total(indirect: Footnote)
Topspin Fund L.P.
10% Owner
Transactions
- Sale
Common Stock
2020-05-26−2,056,666→ 559,243 total(indirect: Footnote)
LG Management, LLC
10% Owner
Transactions
- Sale
Common Stock
2020-05-26−2,056,666→ 559,243 total(indirect: Footnote)
Topspin Biotech Fund II, L.P.
10% Owner
Transactions
- Sale
Common Stock
2020-05-26−2,056,666→ 559,243 total(indirect: Footnote)
Footnotes (4)
- [F1]Consists of (1) 518,705 shares held of record by Topspin Fund, LP.; and (2) 40,538 shares owned by Leo A Guthart, individually. Each of Topspin Fund, LP and Leo A. Guthart disclaims beneficial ownership of the shares held of recod by the other.
- [F2]On May 26, 2020, Topspin Biotech Fund II, L.P. distributed the 1,641,666 shares owned by it as follows: (1) 1,559,990 shares were distributed in-kind to its limited partners; and (2) 81,676 were distributed at the direction of LG Management, LLC, the general partner of Topspin Biotech Fund II, L.P., as follows: (a) 40,538 were distributed to Leo A. Guthart, the managing member of LG Management, LLC; and (b) an aggregate of 41,138 were distributed to two third-parties. The 81,676 shares distributed at the direction of LG Management, LLC were shares to which it was entitled in its capacity as general partner of Topspin Biotech Fund II, L.P.
- [F3]On May 26, 2020, Topspin Fund, L.P. distributed 415,000 shares owned by it to one of its limited partners.
- [F4]518,705 of such shares are held directly by Topspin Fund L.P. LG Management, LLC, the general partner of Topspin Fund L.P., may be deemed to have voting and dispositive power with respect to the shares. Leo A. Guthart, the managing member of LG Management, LLC, may also be deemed to have voting and dispositive power with respect to the shares. Each of LG Management, LLC and Leo A. Guthart disclaims beneficial ownership of the shares, except to the extent of their respective indirect pecuniary interests in such shares.
Documents
Issuer
RAPT Therapeutics, Inc.
CIK 0001673772
Entity typeother
Related Parties
1- filerCIK 0001200183
Filing Metadata
- Form type
- 4
- Filed
- May 28, 8:00 PM ET
- Accepted
- May 29, 12:21 PM ET
- Size
- 11.7 KB