Grossman Marc D 4
4 · Esquire Financial Holdings, Inc. · Filed May 29, 2020
Insider Transaction Report
Form 4
Grossman Marc D
Director
Transactions
- Sale
Common Stock
2020-05-27$17.15/sh−79$1,355→ 9,020 total(indirect: By Spouse)
Holdings
- 13,000
Common Stock
- 1,500
Stock Options
Exercise: $24.90From: 2019-12-10Exp: 2028-12-10→ Common Stock (1,500 underlying) - 7,500
Stock Options
Exercise: $12.50From: 2017-09-01Exp: 2026-09-01→ Common Stock (7,500 underlying)
Footnotes (5)
- [F1]Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
- [F2]Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
- [F3]Stock options vest at a rate of 20% per year commencing on September 1, 2017.
- [F4]Stock options vest in three equal annual installments commencing on December 10, 2019.
- [F5]This transaction was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a purchase transaction which occurred on May 14, 2020 and was previously reported on a Form 4. The reporting person has agreed to pay the Issuer $369.89, representing the full amount of profit realized in connection with the short-swing transactions.