SCHIRALDI RICHARD J 4

Accession 0001104659-20-069316

CIK 0000946647other

View on SEC.gov Company Profile

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 1:22 PM ET

Size

78.9 KB

Accession

0001104659-20-069316

Insider Transaction Report

Form 4

Period: 2020-06-01

FIRST DEFIANCE FINANCIAL CORPFDEF

SCHIRALDI RICHARD J

Director

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−1,436→ 0 total
Exercise: $4.04From: 2020-01-31Exp: 2021-01-06→ Common Shares (1,436 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−1,763→ 0 total
Exercise: $3.23From: 2020-01-31Exp: 2021-04-07→ Common Shares (1,763 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−1,720→ 0 total
Exercise: $3.47From: 2020-01-31Exp: 2022-01-05→ Common Shares (1,720 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−697→ 0 total
Exercise: $8.18From: 2020-01-31Exp: 2022-07-05→ Common Shares (697 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−514→ 0 total
Exercise: $10.87From: 2020-01-31Exp: 2023-04-04→ Common Shares (514 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−666→ 0 total
Exercise: $9.48From: 2020-01-31Exp: 2024-01-02→ Common Shares (666 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−676→ 0 total
Exercise: $11.31From: 2020-01-31Exp: 2024-04-03→ Common Shares (676 underlying)
Exercise/Conversion
Common Shares
2020-06-01$11.63/sh+482$5,606→ 17,308 total
Exercise/Conversion
Common Shares
2020-06-01$9.48/sh+666$6,314→ 18,520 total
Exercise/Conversion
Common Shares
2020-06-01$10.79/sh+679$7,326→ 19,199 total
Exercise/Conversion
Common Shares
2020-06-01$14.86/sh+805$11,962→ 22,118 total
Tax Payment
Common Shares
2020-06-01$16.61/sh−8,514$141,418→ 14,443 total
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−608→ 0 total
Exercise: $9.15From: 2020-01-31Exp: 2023-01-03→ Common Shares (608 underlying)
Exercise/Conversion
Common Shares
2020-06-01$3.82/sh+2,041$7,797→ 5,076 total
Exercise/Conversion
Common Shares
2020-06-01$3.23/sh+1,763$5,694→ 8,275 total
Exercise/Conversion
Common Shares
2020-06-01$3.34/sh+1,741$5,815→ 11,655 total
Exercise/Conversion
Common Shares
2020-06-01$8.18/sh+697$5,701→ 15,096 total
Exercise/Conversion
Common Shares
2020-06-01$9.15/sh+608$5,563→ 16,312 total
Exercise/Conversion
Common Shares
2020-06-01$10.28/sh+546$5,613→ 17,854 total
Exercise/Conversion
Common Shares
2020-06-01$11.31/sh+676$7,646→ 19,875 total
Exercise/Conversion
Common Shares
2020-06-01$14.40/sh+814$11,722→ 21,313 total
Exercise/Conversion
Common Shares
2020-06-01$3.50/sh+1,639$5,737→ 9,914 total
Exercise/Conversion
Common Shares
2020-06-01$5.68/sh+1,024$5,816→ 14,399 total
Exercise/Conversion
Common Shares
2020-06-01$9.23/sh+608$5,612→ 15,704 total
Exercise/Conversion
Common Shares
2020-06-01$10.87/sh+514$5,587→ 16,826 total
Exercise/Conversion
Common Shares
2020-06-01$4.04/sh+1,436$5,801→ 6,512 total
Exercise/Conversion
Common Shares
2020-06-01$12.76/sh+624$7,962→ 20,499 total
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−1,741→ 0 total
Exercise: $3.34From: 2020-01-31Exp: 2021-10-06→ Common Shares (1,741 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−546→ 0 total
Exercise: $10.28From: 2020-01-31Exp: 2023-10-03→ Common Shares (546 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−839→ 0 total
Exercise: $14.51From: 2020-01-31Exp: 2025-07-02→ Common Shares (839 underlying)
Exercise/Conversion
Common Shares
2020-06-01$3.47/sh+1,720$5,968→ 13,375 total
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−1,024→ 0 total
Exercise: $5.68From: 2020-01-31Exp: 2022-04-05→ Common Shares (1,024 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−482→ 0 total
Exercise: $11.63From: 2020-01-31Exp: 2023-07-03→ Common Shares (482 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−805→ 0 total
Exercise: $14.86From: 2020-01-31Exp: 2025-04-02→ Common Shares (805 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−608→ 0 total
Exercise: $9.23From: 2020-01-31Exp: 2022-10-04→ Common Shares (608 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−679→ 0 total
Exercise: $10.79From: 2020-01-31Exp: 2024-04-03→ Common Shares (679 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−624→ 0 total
Exercise: $12.76From: 2020-01-31Exp: 2024-10-02→ Common Shares (624 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−814→ 0 total
Exercise: $14.40From: 2020-01-31Exp: 2025-01-08→ Common Shares (814 underlying)
Exercise/Conversion
Common Shares
2020-06-01$14.51/sh+839$12,174→ 22,957 total
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−2,041→ 0 total
Exercise: $3.82From: 2020-01-31Exp: 2020-10-07→ Common Shares (2,041 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2020-06-01−1,639→ 0 total
Exercise: $3.50From: 2020-01-31Exp: 2021-07-07→ Common Shares (1,639 underlying)

Holdings

Common Shares
(indirect: By Trust)
57,646

Footnotes (2)

[F1]Amount included corrects an inadvertent administrative error in the number of securities reported as beneficially owned on the reporting person's Form 4 filed on February 4, 2020.
[F2]Price included corrects an inadvertent administrative error in the price reported on the reporting person's Form 4 filed on February 4, 2020.

Documents

1 file

4
tm2021714d1_4.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

FIRST DEFIANCE FINANCIAL CORP

CIK 0000946647

→

Entity typeother

Related Parties

filerCIK 0001228732

Filing Metadata

Form type: 4
Filed: Jun 2, 8:00 PM ET
Accepted: Jun 3, 1:22 PM ET
Size: 78.9 KB

View on SEC.gov