Thompson V De Witt C. 4
4 · Nikola Corp · Filed Jun 5, 2020
Insider Transaction Report
Form 4
Nikola CorpNKLA
Thompson V De Witt C.
Director
Transactions
- Award
Common Stock
2020-06-03+3,520,370→ 3,520,370 total(indirect: By LLC) - Award
Common Stock
2020-06-03+12,399,072→ 15,919,442 total(indirect: By Legend Capital Partners) - Award
Common Stock
2020-06-03+5,674,485→ 21,593,927 total(indirect: By LLC)
Footnotes (4)
- [F1]Received pursuant to the Business Combination Agreement, dated as of March 2, 2020, by and among VectoIQ Acquisition Corp. ("VectoIQ"), Nikola Corporation ("Legacy Nikola") and VCTIQ Merger Sub Corp., a wholly-owned subsidiary of VectoIQ ("Merger Sub"), pursuant to which Merger Sub merged with and into Legacy Nikola, with Legacy Nikola surviving the merger as a wholly-owned subsidiary of VectoIQ (which subsequently changed its name to "Nikola Corporation", the "Issuer").
- [F2]Consists of 3,520,370 shares beneficially owned by Thompson Nikola II, LLC ("Thompson Nikola II"). As President of Thompson Nikola II, Mr. Thompson may be deemed to indirectly beneficially own shares held by such entity and disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- [F3]Consists of 12,399,072 shares beneficially owned by Legend Capital Partners ("Legend Capital"). As President of Legend Capital, Mr. Thompson may be deemed to indirectly beneficially own shares held by such entity and disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- [F4]Consists of 5,674,485 shares beneficially owned by Thompson Nikola, LLC ("Thompson Nikola"). As President of Thompson Nikola, Mr. Thompson may be deemed to indirectly beneficially own shares held by such entity and disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.