4//SEC Filing
Manzo Louis 4
Accession 0001104659-20-071423
CIK 0001133869other
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 4:35 PM ET
Size
6.2 KB
Accession
0001104659-20-071423
Insider Transaction Report
Form 4
Manzo Louis
Director
Transactions
- Award
Stock Option (Right to Buy)
2020-06-05+83,000→ 83,000 totalExercise: $1.39Exp: 2030-06-05→ Common Stock (83,000 underlying)
Footnotes (1)
- [F1]The shares vest 1/48th of the first day of each month, commencing March 1, 2020, until the stock option becomes fully vested and exercisable. The following stock option grant was approved by the Board on February 12, 2020 under the 2020 Plan, contingent upon stockholder approval of the 2020 Plan, which was obtained on June 5, 2020. The option is subject to early exercise and, therefore, all or any part of the option can be exercised at any time. If the reporting person elects to take advantage of the early exercise feature and purchase shares prior to the vesting of such shares, the shares will be deemed restricted stock and will be subject to a repurchase option in favor of the Issuer if the reporting person's service to the Issuer terminates prior to vesting.
Documents
Issuer
CAPRICOR THERAPEUTICS, INC.
CIK 0001133869
Entity typeother
Related Parties
1- filerCIK 0001593100
Filing Metadata
- Form type
- 4
- Filed
- Jun 8, 8:00 PM ET
- Accepted
- Jun 9, 4:35 PM ET
- Size
- 6.2 KB