4//SEC Filing
CASCADE INVESTMENT, L.L.C. 4
Accession 0001104659-20-073034
CIK 0001580864other
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 7:53 PM ET
Size
10.9 KB
Accession
0001104659-20-073034
Insider Transaction Report
Form 4
Vroom, Inc.VRM
GATES WILLIAM H III
10% Owner
Transactions
- Conversion
Series G preferred stock
2020-06-11−2,785,365→ 0 total→ Common stock (5,570,730 underlying) - Conversion
Common stock
2020-06-11+6,771,076→ 6,771,076 total - Conversion
Series H preferred stock
2020-06-11−600,173→ 0 total→ Common stock (1,200,346 underlying)
CASCADE INVESTMENT LLC
10% Owner
Transactions
- Conversion
Common stock
2020-06-11+6,771,076→ 6,771,076 total - Conversion
Series G preferred stock
2020-06-11−2,785,365→ 0 total→ Common stock (5,570,730 underlying) - Conversion
Series H preferred stock
2020-06-11−600,173→ 0 total→ Common stock (1,200,346 underlying)
Footnotes (2)
- [F1]Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock.
- [F2]Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.
Documents
Issuer
Vroom, Inc.
CIK 0001580864
Entity typeother
Related Parties
1- filerCIK 0001052192
Filing Metadata
- Form type
- 4
- Filed
- Jun 11, 8:00 PM ET
- Accepted
- Jun 12, 7:53 PM ET
- Size
- 10.9 KB