3//SEC Filing
Sofinnova Venture Partners X, L.P. 3
Accession 0001104659-20-077015
CIK 0001722271other
Filed
Jun 24, 8:00 PM ET
Accepted
Jun 25, 9:26 PM ET
Size
23.7 KB
Accession
0001104659-20-077015
Insider Transaction Report
Form 3
Akouos, Inc.AKUS
Sofinnova Management X, L.L.C.
10% Owner
Holdings
Series A Preferred Stock
→ Common Stock (856,262 underlying)Series B Preferred Stock
→ Common Stock (599,988 underlying)
POWELL MICHAEL
10% Owner
Holdings
Series B Preferred Stock
→ Common Stock (599,988 underlying)Series A Preferred Stock
→ Common Stock (856,262 underlying)
Sofinnova Venture Partners X, L.P.
10% Owner
Holdings
Series B Preferred Stock
→ Common Stock (599,988 underlying)Series A Preferred Stock
→ Common Stock (856,262 underlying)
HEALY JAMES
10% Owner
Holdings
Series A Preferred Stock
→ Common Stock (856,262 underlying)Series B Preferred Stock
→ Common Stock (599,988 underlying)
Footnotes (3)
- [F1]The Series A Preferred Stock is convertible into Common Stock on a 21.073-for-1 basis into the number of shares of Common Stock as shown in Column 3 without payment of further consideration, at any time at the holder's election or upon closing of the initial public offering of the Issuer's common stock. The shares have no expiration date.
- [F2]The shares are held directly by Sofinnova Venture Partners X, L.P. ("SVP X"). Sofinnova Management X, L.L.C. ("SM X") is the general partner of SVP X and may be deemed to have sole voting, investment and dispositive power with respect to the shares held by SVP X. James I. Healy, Maha Katabi, and Michael F. Powell are the managing members of SM X and may be deemed to have shared voting, investment and dispositive power with respect to the shares held by SVP X. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his, her or its proportionate pecuniary interest therein.
- [F3]The Series B Preferred Stock is convertible into Common Stock on a 21.073-for-1 basis into the number of shares of Common Stock as shown in Column 3 without payment of further consideration, at any time at the holder's election or upon closing of the initial public offering of the Issuer's common stock. The shares have no expiration date.
Issuer
Akouos, Inc.
CIK 0001722271
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001680200
Filing Metadata
- Form type
- 3
- Filed
- Jun 24, 8:00 PM ET
- Accepted
- Jun 25, 9:26 PM ET
- Size
- 23.7 KB