4/A//SEC Filing
GRIFFIN ROBERT E 4/A
Accession 0001104659-20-078314
CIK 0000033488other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 9:50 PM ET
Size
9.6 KB
Accession
0001104659-20-078314
Insider Transaction Report
Form 4/AAmended
ESCALADE INCESCA
GRIFFIN ROBERT E
DirectorChairman10% Owner
Transactions
- Purchase
Common Stock
2020-06-23$12.25/sh+4$49→ 1,313,014 total(indirect: By Partnership) - Purchase
Common Stock
2020-06-24$12.80/sh+13,722$175,655→ 1,326,736 total(indirect: By Partnership)
Holdings
- 300,000(indirect: By Trust)
Common Stock
- 644,672.629
Common Stock
Footnotes (4)
- [F1]The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on June 24, 2020 at prices ranging from $12.48 to $12.99 per share.
- [F2]The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes.
- [F3]Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports.
- [F4]Mr. Griffin disclaims beneficial ownership in shares held by his spouse's trust, except to the extent of his pecuniary interest therein.
Documents
Issuer
ESCALADE INC
CIK 0000033488
Entity typeother
Related Parties
1- filerCIK 0000901806
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 9:50 PM ET
- Size
- 9.6 KB