Home/Filings/4/0001104659-20-080619
4//SEC Filing

Barcelo David Brian 4

Accession 0001104659-20-080619

CIK 0001015739other

Filed

Jul 1, 8:00 PM ET

Accepted

Jul 2, 4:40 PM ET

Size

12.0 KB

Accession

0001104659-20-080619

Insider Transaction Report

Form 4
Period: 2020-06-30
Barcelo David Brian
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2020-06-30+10,00010,000 total
  • Exercise/Conversion

    Unrestricted Stock Award

    2020-06-3010,00010,000 total
    Exercise: $0.00Common Stock (10,000 underlying)
Holdings
  • Stock Option (right to buy)

    Exercise: $4.50Exp: 2030-05-04Common Stock (12,500 underlying)
    12,500
  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2030-05-04Common Stock (12,500 underlying)
    12,500
  • Stock Option (right to buy)

    Exercise: $7.50Exp: 2030-05-04Common Stock (12,500 underlying)
    12,500
  • Stock Option (right to buy)

    Exercise: $6.50Exp: 2030-05-04Common Stock (12,500 underlying)
    12,500
Footnotes (2)
  • [F1]Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The remainder of the unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person on December 31, 2020, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date.
  • [F2]Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024.

Issuer

AWARE INC /MA/

CIK 0001015739

Entity typeother

Related Parties

1
  • filerCIK 0001810232

Filing Metadata

Form type
4
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 4:40 PM ET
Size
12.0 KB