4//SEC Filing
Powers Linda F 4
Accession 0001104659-20-080806
CIK 0001072379other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 9:53 PM ET
Size
5.7 KB
Accession
0001104659-20-080806
Insider Transaction Report
Form 4
Powers Linda F
Director10% Owner
Transactions
- Award
Warrants to purchase Common Stock
2020-07-02+15,249,474→ 15,249,474 totalExercise: $0.21From: 2020-11-01Exp: 2025-11-01→ Common Stock, par value $0.001 per share (15,249,474 underlying)
Footnotes (1)
- [F1]These warrants were in partial consideration of Ms. Powers' loans of $5.4 million to the Company and forbearance on the repayment of those loans. These warrants were approved and publicly reported in 2018. However, the documents to implement and issue (grant) these warrants were not executed until now. The exercise price was determined with reference to the price per share paid by unrelated investors.
Documents
Issuer
NORTHWEST BIOTHERAPEUTICS INC
CIK 0001072379
Entity typeother
Related Parties
1- filerCIK 0001289624
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 9:53 PM ET
- Size
- 5.7 KB