NORTHWEST BIOTHERAPEUTICS INC·4

Jul 2, 9:53 PM ET

Powers Linda F 4

4 · NORTHWEST BIOTHERAPEUTICS INC · Filed Jul 2, 2020

Insider Transaction Report

Form 4
Period: 2020-07-02
Powers Linda F
Director10% Owner
Transactions
  • Award

    Warrants to purchase Common Stock

    2020-07-02+15,249,47415,249,474 total
    Exercise: $0.21From: 2020-11-01Exp: 2025-11-01Common Stock, par value $0.001 per share (15,249,474 underlying)
Footnotes (1)
  • [F1]These warrants were in partial consideration of Ms. Powers' loans of $5.4 million to the Company and forbearance on the repayment of those loans. These warrants were approved and publicly reported in 2018. However, the documents to implement and issue (grant) these warrants were not executed until now. The exercise price was determined with reference to the price per share paid by unrelated investors.

Documents

1 file
  • 4
    tm2023608d1_4.xmlPrimary

    OWNERSHIP DOCUMENT