Home/Filings/4/0001104659-20-080814
4//SEC Filing

Powers Linda F 4

Accession 0001104659-20-080814

CIK 0001072379other

Filed

Jul 1, 8:00 PM ET

Accepted

Jul 2, 9:55 PM ET

Size

8.1 KB

Accession

0001104659-20-080814

Insider Transaction Report

Form 4
Period: 2020-07-02
Powers Linda F
Director10% Owner
Transactions
  • Award

    Options to purchase Common Stock, par value $0.001

    2020-07-02+2,104,9052,104,905 total
    Exercise: $0.25From: 2020-07-02Exp: 2030-07-02Common Stock, par value $0.001 (2,104,905 underlying)
  • Award

    Options to purchase Common Stock, par value $0.001

    2020-07-02+8,665,5248,665,524 total
    Exercise: $0.21From: 2020-07-02Exp: 2030-07-02Common Stock, par value $0.001 (8,665,524 underlying)
Footnotes (2)
  • [F1]These options were already approved and publicly reported in 2018. The exercise price was determined with reference to the pricing for unrelated investors at that time. However, the documents to implement and issue (grant) them have not been executed until now.
  • [F2]These options were approved in January 2020. The exercise price was determined based upon the pricing in year-end financings with unrelated investors. However, these options have not been executed and implemented (granted) until now.

Issuer

NORTHWEST BIOTHERAPEUTICS INC

CIK 0001072379

Entity typeother

Related Parties

1
  • filerCIK 0001289624

Filing Metadata

Form type
4
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 9:55 PM ET
Size
8.1 KB