4//SEC Filing
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I 4
Accession 0001104659-20-092219
CIK 0001442236other
Filed
Aug 6, 8:00 PM ET
Accepted
Aug 7, 8:58 PM ET
Size
21.6 KB
Accession
0001104659-20-092219
Insider Transaction Report
Form 4
Transactions
- Purchase
Common Stock, $0.001 par value per share
2020-08-05$1.14/sh+285,000$324,900→ 1,000,778 total(indirect: See Footnotes)
Holdings
- 902,817
Common Stock, $0.001 par value per share
Transactions
- Purchase
Common Stock, $0.001 par value per share
2020-08-05$1.14/sh+285,000$324,900→ 1,000,778 total(indirect: See Footnotes)
Holdings
- 902,817
Common Stock, $0.001 par value per share
Transactions
- Purchase
Common Stock, $0.001 par value per share
2020-08-05$1.14/sh+285,000$324,900→ 1,000,778 total(indirect: See Footnotes)
Holdings
- 902,817
Common Stock, $0.001 par value per share
WYNNEFIELD CAPITAL MANAGEMENT LLC
10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value per share
2020-08-05$1.14/sh+285,000$324,900→ 1,000,778 total(indirect: See Footnotes)
Holdings
- 902,817
Common Stock, $0.001 par value per share
WYNNEFIELD CAPITAL INC
10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value per share
2020-08-05$1.14/sh+285,000$324,900→ 1,000,778 total(indirect: See Footnotes)
Holdings
- 902,817
Common Stock, $0.001 par value per share
Transactions
- Purchase
Common Stock, $0.001 par value per share
2020-08-05$1.14/sh+285,000$324,900→ 1,000,778 total(indirect: See Footnotes)
Holdings
- 902,817
Common Stock, $0.001 par value per share
OBUS NELSON
10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value per share
2020-08-05$1.14/sh+285,000$324,900→ 1,000,778 total(indirect: See Footnotes)
Holdings
- 902,817
Common Stock, $0.001 par value per share
LANDES JOSHUA
10% Owner
Transactions
- Purchase
Common Stock, $0.001 par value per share
2020-08-05$1.14/sh+285,000$324,900→ 1,000,778 total(indirect: See Footnotes)
Holdings
- 902,817
Common Stock, $0.001 par value per share
Footnotes (5)
- [F1]The transactions reported on this Form 4 were made pursuant to a Securities Purchase Agreement, dated August 5, 2020, between Quest Resource Holding Corporation, Wynnefield Capital, Inc., which is an affiliate of the Reporting Person, and the other parties thereto.
- [F2]The Reporting Person directly beneficially owns 902,817 shares of common stock, $0.001 par value per share ("Common Stock") of Quest Resource Holding Corporation. Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns.
- [F3]The Reporting Person has an indirect beneficial ownership interest in 594,987 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. directly beneficially owns.
- [F4]The Reporting Person has an indirect beneficial ownership interest in 185,000 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.
- [F5]The Reporting Person has an indirect beneficial ownership interest in 220,791 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.
Documents
Issuer
Quest Resource Holding Corp
CIK 0001442236
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001251565
Filing Metadata
- Form type
- 4
- Filed
- Aug 6, 8:00 PM ET
- Accepted
- Aug 7, 8:58 PM ET
- Size
- 21.6 KB