Vintage Capital Management LLC 4

4 · Babcock & Wilcox Enterprises, Inc. · Filed Sep 9, 2020

Form 4

Period: 2020-09-04

Director10% Owner

Transactions

Sale
Common Stock, $0.01 par value per share
2020-09-04$2.45/sh−2,040,816$4,999,999→ 13,663,104 total
Other
Common Stock, $0.01 par value per share
2020-09-04−2,942,319→ 10,720,785 total(indirect: See footnote)

Holdings

Footnotes (4)

[F1]This Form 4 is being filed jointly by Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital"), Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital") and Brian R. Kahn, a citizen of the United States of America (together with Vintage Capital and Kahn Capital, the "Reporting Persons"). Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.
[F2]Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital and (B) the manager and a member of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.
[F3]Represents shares held directly by Brian R. Kahn.
[F4]Represents shares distributed to investors in Vintage Capital.

Documents

1 file