4//SEC Filing
LaBelle Curt H 4
Accession 0001104659-20-105236
CIK 0001682639other
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 4:17 PM ET
Size
14.8 KB
Accession
0001104659-20-105236
Insider Transaction Report
Form 4
EYENOVIA, INC.EYEN
LaBelle Curt H
Director10% Owner
Transactions
- Award
Stock Option (right to buy)
2020-09-11+9,820→ 9,820 totalExercise: $3.43Exp: 2030-09-11→ Common Stock (9,820 underlying) - Award
Common Stock, par value $.0001
2020-09-11+7,288→ 35,273 total
Holdings
- 453,333(indirect: By LLC)
Common Stock, par value $.0001
- 40,000
Stock Option (right to buy)
Exercise: $1.24From: 2015-03-02Exp: 2025-03-02→ Common Stock (40,000 underlying) - 133,334
Stock Option (right to buy)
Exercise: $1.95Exp: 2027-07-07→ Common Stock (133,334 underlying) - 140,000(indirect: By Private Medical Equity, Inc.)
Stock Option (right to buy)
Exercise: $1.24From: 2015-03-23Exp: 2025-03-23→ Common Stock (140,000 underlying) - 606,667(indirect: By Private Medical Equity, Inc.)
Common Stock, par value $.0001
- 45,256
Stock Option (right to buy)
Exercise: $3.11Exp: 2029-08-16→ Common Stock (45,256 underlying)
Footnotes (5)
- [F1]Represents restricted stock units that vest on the earlier of September 11, 2021 or the date of the Issuer's 2021 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.
- [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F3]The option becomes exercisable on the earlier of September 11, 2021 or the date of the Issuer's 2021 annual meeting at stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon changes in control.
- [F4]One-third of the option became exercisable on August 16, 2020 and the remaining shares underlying the option become exercisable in equal increments on each of the 24 one-month anniversaries thereafter.
- [F5]The option became exercisable as to 3,704 shares on August 7, 2017, and becomes exercisable in equal 3,704 share amounts on each of the 35 one-month anniversaries thereafter.
Documents
Issuer
EYENOVIA, INC.
CIK 0001682639
Entity typeother
Related Parties
1- filerCIK 0001396235
Filing Metadata
- Form type
- 4
- Filed
- Sep 14, 8:00 PM ET
- Accepted
- Sep 15, 4:17 PM ET
- Size
- 14.8 KB