GERACI JOSEPH ANTHONY II 4
4 · Mill City Ventures III, Ltd · Filed Sep 17, 2020
Insider Transaction Report
Form 4
GERACI JOSEPH ANTHONY II
DirectorChief Financial Officer10% Owner
Transactions
- Purchase
Common Stock
2020-09-14$0.43/sh+100,000$43,000→ 702,500 total
Holdings
- 602,500
Common Stock
- 290,055(indirect: By LLC)
Common Stock
- 17,273(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F2]50,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock grant agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 50,000 shares are scheduled to vest on August 25, 2021.