4//SEC Filing
GERACI JOSEPH ANTHONY II 4
Accession 0001104659-20-106037
CIK 0001425355other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 1:08 PM ET
Size
7.2 KB
Accession
0001104659-20-106037
Insider Transaction Report
Form 4
GERACI JOSEPH ANTHONY II
DirectorChief Financial Officer10% Owner
Transactions
- Purchase
Common Stock
2020-09-14$0.43/sh+100,000$43,000→ 702,500 total
Holdings
- 602,500
Common Stock
- 290,055(indirect: By LLC)
Common Stock
- 17,273(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
- [F2]50,000 common shares are held, and subject to forfeiture, pursuant to a restricted stock grant agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 50,000 shares are scheduled to vest on August 25, 2021.
Documents
Issuer
Mill City Ventures III, Ltd
CIK 0001425355
Entity typeother
Related Parties
1- filerCIK 0001394647
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 1:08 PM ET
- Size
- 7.2 KB