ASHFORD HOSPITALITY TRUST INC·4

Sep 30, 4:15 PM ET

Ansell Benjamin J MD 4

4 · ASHFORD HOSPITALITY TRUST INC · Filed Sep 30, 2020

Insider Transaction Report

Form 4
Period: 2020-09-28
Transactions
  • Award

    Common Stock

    2020-09-28$1.55/sh+13,134$20,35821,913 total
Holdings
  • Common Stock

    (indirect: By Trust)
    1,531
  • 7.375% Series F Cumulative Preferred Stock

    10,000
  • Special Limited Partnership Units

    Exercise: $0.00Common Stock (1,283 underlying)
    1,283
  • Common Stock

    (indirect: By Trust)
    101,477
Footnotes (3)
  • [F1]The shares were issued to the Reporting Person under the Issuer's 2011 Stock Incentive Plan in lieu of certain cash retainer fees and were fully vested upon grant.
  • [F2]Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
  • [F3]Neither the LTIP Units nor the Common Units have an expiration date.

Documents

1 file
  • 4
    a4.xmlPrimary

    4