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Graf Acquisition LLC 4

Accession 0001104659-20-111275

CIK 0001745317other
View on SEC.govCompany Profile

Filed

Sep 30, 8:00 PM ET

Accepted

Oct 1, 9:09 PM ET

Size

75.7 KB

Accession

0001104659-20-111275

Insider Transaction Report

Form 4
Period: 2020-09-29
Velodyne Lidar, Inc.VLDR
Graf Acquisition LLC
10% Owner
Transactions
  • Other

    Common Stock

    2020-09-29−1,000→ 2,019,500 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,004,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 1,997,000 total
  • Other

    Common Stock

    2020-09-29−50,000→ 1,947,000 total
  • Other

    Common Stock

    2020-09-29−10,000→ 2,097,000 total
  • Other

    Common Stock

    2020-09-29−20,000→ 2,077,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,002,000 total
  • Other

    Common Stock

    2020-09-29−20,000→ 2,057,000 total
  • Other

    Common Stock

    2020-09-29−2,000→ 2,039,000 total
  • Other

    Common Stock

    2020-09-29−1,500→ 2,037,500 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,003,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,000,500 total
  • Other

    Common Stock

    2020-09-29−266,000→ 2,241,000 total
  • Other

    Common Stock

    2020-09-29−75,200→ 2,165,800 total
  • Other

    Common Stock

    2020-09-29−58,800→ 2,107,000 total
  • Other

    Common Stock

    2020-09-29−3,519,128→ 2,507,000 total
  • Other

    Common Stock

    2020-09-29−14,000→ 2,043,000 total
  • Other

    Common Stock

    2020-09-29−2,000→ 2,041,000 total
  • Other

    Common Stock

    2020-09-29−17,000→ 2,020,500 total
  • Other

    Common Stock

    2020-09-29−1,500→ 2,018,000 total
  • Other

    Common Stock

    2020-09-29−13,000→ 2,005,000 total
  • Other

    Common Stock

    2020-09-29−500→ 2,001,500 total
  • Other

    Common Stock

    2020-09-29−1,000→ 1,999,500 total
  • Other

    Common Stock

    2020-09-29−1,500→ 1,998,000 total
Graf James A
10% Owner
Transactions
  • Other

    Common Stock

    2020-09-29−3,519,128→ 2,507,000 total
  • Other

    Common Stock

    2020-09-29−266,000→ 2,241,000 total
  • Other

    Common Stock

    2020-09-29−75,200→ 2,165,800 total
  • Other

    Common Stock

    2020-09-29−500→ 2,001,500 total
  • Other

    Common Stock

    2020-09-29−1,500→ 2,037,500 total
  • Other

    Common Stock

    2020-09-29−10,000→ 2,097,000 total
  • Other

    Common Stock

    2020-09-29−14,000→ 2,043,000 total
  • Other

    Common Stock

    2020-09-29−17,000→ 2,020,500 total
  • Other

    Common Stock

    2020-09-29−1,500→ 2,018,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,002,000 total
  • Other

    Common Stock

    2020-09-29−20,000→ 2,077,000 total
  • Other

    Common Stock

    2020-09-29−2,000→ 2,041,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,019,500 total
  • Other

    Common Stock

    2020-09-29−13,000→ 2,005,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,004,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,000,500 total
  • Other

    Common Stock

    2020-09-29−1,000→ 1,999,500 total
  • Other

    Common Stock

    2020-09-29−1,500→ 1,998,000 total
  • Other

    Common Stock

    2020-09-29−58,800→ 2,107,000 total
  • Other

    Common Stock

    2020-09-29−2,000→ 2,039,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 1,997,000 total
  • Other

    Common Stock

    2020-09-29−20,000→ 2,057,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,003,000 total
  • Other

    Common Stock

    2020-09-29−50,000→ 1,947,000 total
OC Opportunities Fund II, L.P.
10% Owner
Transactions
  • Other

    Common Stock

    2020-09-29−58,800→ 2,107,000 total
  • Other

    Common Stock

    2020-09-29−14,000→ 2,043,000 total
  • Other

    Common Stock

    2020-09-29−1,500→ 2,037,500 total
  • Other

    Common Stock

    2020-09-29−17,000→ 2,020,500 total
  • Other

    Common Stock

    2020-09-29−3,519,128→ 2,507,000 total
  • Other

    Common Stock

    2020-09-29−2,000→ 2,041,000 total
  • Other

    Common Stock

    2020-09-29−75,200→ 2,165,800 total
  • Other

    Common Stock

    2020-09-29−20,000→ 2,057,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 1,999,500 total
  • Other

    Common Stock

    2020-09-29−266,000→ 2,241,000 total
  • Other

    Common Stock

    2020-09-29−10,000→ 2,097,000 total
  • Other

    Common Stock

    2020-09-29−20,000→ 2,077,000 total
  • Other

    Common Stock

    2020-09-29−1,500→ 2,018,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,004,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,002,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,019,500 total
  • Other

    Common Stock

    2020-09-29−13,000→ 2,005,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,003,000 total
  • Other

    Common Stock

    2020-09-29−500→ 2,001,500 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,000,500 total
  • Other

    Common Stock

    2020-09-29−1,500→ 1,998,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 1,997,000 total
  • Other

    Common Stock

    2020-09-29−50,000→ 1,947,000 total
  • Other

    Common Stock

    2020-09-29−2,000→ 2,039,000 total
Owl Creek Asset Management, L.P.
10% Owner
Transactions
  • Other

    Common Stock

    2020-09-29−14,000→ 2,043,000 total
  • Other

    Common Stock

    2020-09-29−1,500→ 2,018,000 total
  • Other

    Common Stock

    2020-09-29−13,000→ 2,005,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 1,997,000 total
  • Other

    Common Stock

    2020-09-29−50,000→ 1,947,000 total
  • Other

    Common Stock

    2020-09-29−3,519,128→ 2,507,000 total
  • Other

    Common Stock

    2020-09-29−75,200→ 2,165,800 total
  • Other

    Common Stock

    2020-09-29−20,000→ 2,077,000 total
  • Other

    Common Stock

    2020-09-29−17,000→ 2,020,500 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,019,500 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,004,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,002,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 1,999,500 total
  • Other

    Common Stock

    2020-09-29−266,000→ 2,241,000 total
  • Other

    Common Stock

    2020-09-29−58,800→ 2,107,000 total
  • Other

    Common Stock

    2020-09-29−20,000→ 2,057,000 total
  • Other

    Common Stock

    2020-09-29−2,000→ 2,039,000 total
  • Other

    Common Stock

    2020-09-29−1,500→ 2,037,500 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,003,000 total
  • Other

    Common Stock

    2020-09-29−500→ 2,001,500 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,000,500 total
  • Other

    Common Stock

    2020-09-29−1,500→ 1,998,000 total
  • Other

    Common Stock

    2020-09-29−2,000→ 2,041,000 total
  • Other

    Common Stock

    2020-09-29−10,000→ 2,097,000 total
OWL CREEK ADVISORS, LLC
10% Owner
Transactions
  • Other

    Common Stock

    2020-09-29−2,000→ 2,039,000 total
  • Other

    Common Stock

    2020-09-29−17,000→ 2,020,500 total
  • Other

    Common Stock

    2020-09-29−1,500→ 2,018,000 total
  • Other

    Common Stock

    2020-09-29−13,000→ 2,005,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,002,000 total
  • Other

    Common Stock

    2020-09-29−500→ 2,001,500 total
  • Other

    Common Stock

    2020-09-29−10,000→ 2,097,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,000,500 total
  • Other

    Common Stock

    2020-09-29−50,000→ 1,947,000 total
  • Other

    Common Stock

    2020-09-29−266,000→ 2,241,000 total
  • Other

    Common Stock

    2020-09-29−58,800→ 2,107,000 total
  • Other

    Common Stock

    2020-09-29−14,000→ 2,043,000 total
  • Other

    Common Stock

    2020-09-29−2,000→ 2,041,000 total
  • Other

    Common Stock

    2020-09-29−1,500→ 2,037,500 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,003,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 1,997,000 total
  • Other

    Common Stock

    2020-09-29−20,000→ 2,057,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,019,500 total
  • Other

    Common Stock

    2020-09-29−1,500→ 1,998,000 total
  • Other

    Common Stock

    2020-09-29−3,519,128→ 2,507,000 total
  • Other

    Common Stock

    2020-09-29−75,200→ 2,165,800 total
  • Other

    Common Stock

    2020-09-29−20,000→ 2,077,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,004,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 1,999,500 total
ALTMAN JEFFREY A
10% Owner
Transactions
  • Other

    Common Stock

    2020-09-29−58,800→ 2,107,000 total
  • Other

    Common Stock

    2020-09-29−14,000→ 2,043,000 total
  • Other

    Common Stock

    2020-09-29−2,000→ 2,039,000 total
  • Other

    Common Stock

    2020-09-29−13,000→ 2,005,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,002,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 1,999,500 total
  • Other

    Common Stock

    2020-09-29−1,000→ 1,997,000 total
  • Other

    Common Stock

    2020-09-29−3,519,128→ 2,507,000 total
  • Other

    Common Stock

    2020-09-29−20,000→ 2,057,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,004,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,000,500 total
  • Other

    Common Stock

    2020-09-29−75,200→ 2,165,800 total
  • Other

    Common Stock

    2020-09-29−10,000→ 2,097,000 total
  • Other

    Common Stock

    2020-09-29−17,000→ 2,020,500 total
  • Other

    Common Stock

    2020-09-29−1,500→ 2,018,000 total
  • Other

    Common Stock

    2020-09-29−500→ 2,001,500 total
  • Other

    Common Stock

    2020-09-29−2,000→ 2,041,000 total
  • Other

    Common Stock

    2020-09-29−1,500→ 2,037,500 total
  • Other

    Common Stock

    2020-09-29−50,000→ 1,947,000 total
  • Other

    Common Stock

    2020-09-29−266,000→ 2,241,000 total
  • Other

    Common Stock

    2020-09-29−20,000→ 2,077,000 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,019,500 total
  • Other

    Common Stock

    2020-09-29−1,000→ 2,003,000 total
  • Other

    Common Stock

    2020-09-29−1,500→ 1,998,000 total
Footnotes (6)
  • [F1]On September 29, 2020, in connection with the Business Combination between Graf Industrial Corp. and Velodyne Lidar, Inc. as described in Graf Industrial Corp.'s definitive proxy statement on Schedule 14A (the "Proxy Statement") filed by Graf Industrial Corp. with the SEC on September 14, 2020 (the "Business Combination"), Graf Acquisition LLC forfeited 3,519,128 shares of common stock.
  • [F2]The transferred securities were held directly by Graf Acquisition LLC. James A. Graf and OC Opportunities Fund II, L.P. share voting and dispositive power over the securities held by Graf Acquisition LLC. James Graf and OC Opportunities Fund II, L.P disclaim beneficial ownership over any securities owned by Graf Acquisition LLC other than to the extent of any pecuniary interest he or it may have therein, directly or indirectly.
  • [F3]Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, OC Opportunities Fund II, L.P. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, OC Opportunities Fund II, L.P. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.
  • [F4]On September 29, 2020, Graf Acquisition LLC transferred an aggregate of 400,000 shares of common stock to entities affiliated with Magnetar Financial LLC in connection with certain actions taken in connection with the Business Combination.
  • [F5]On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred 10,000 shares of common stock to Patrick Marshall as payment for various services rendered by him relating to Graf Acquisition LLC's investment in the Company.
  • [F6]On September 29, 2020, in connection with the Business Combination, Graf Acquisition LLC transferred an aggregate of 150,000 shares of common stock to entities and individuals affiliated with EarlyBirdCapital, Inc. as payment for advisory services rendered by EarlyBirdCapital, Inc. in connection with the Business Combination, as described in the Proxy Statement.

Documents

2 files

Issuer

Velodyne Lidar, Inc.

CIK 0001745317

→
Entity typeother

Related Parties

1
  • filerCIK 0001745782

Filing Metadata

Form type
4
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 9:09 PM ET
Size
75.7 KB
View on SEC.gov