Liu Dong 4

4 · Mountain Crest Acquisition Corp. · Filed Oct 6, 2020

Form 4

Period: 2020-06-19

DirectorChief Financial Officer10% Owner

Transactions

Purchase
Common Stock, underlying units
2020-10-02+163,246→ 528,971 total
Purchase
Rights to purchase Common Stock underlying units
2020-10-02+163,246→ 163,246 total
Exercise: $0.00→ Common Stock (16,324 underlying)
Sale
Common Stock
2020-10-02−731,450→ 700,000 total(indirect: See Footnote)
Purchase
Common Stock
2020-10-02+365,725→ 365,725 total
Sale
Common Stock, underlying units
2020-10-02−326,492→ 0 total(indirect: See Footnote)
Sale
Common Stock
2020-10-02$6.35/sh−700,000$4,445,000→ 700,000 total(indirect: See Footnote)
Purchase
Common Stock, underlying units
2020-06-19$10.00/sh+29,992$299,920→ 326,492 total(indirect: See Footnote)
Purchase
Rights to purchase Common Stock, underlying units
2020-06-19+29,992→ 29,992 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (2,999 underlying)
Sale
Rights to purchase Common Stock underlying units
2020-10-02−326,492→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (32,649 underlying)

Footnotes (7)

[F1]Acquired units consisting of shares and rights.
[F2]Distribution to members by Sunlight Global Investments LLC.Units at $10.00 per unit. Common stock at $0.017 per share.
[F3]The rights automatically convert into one-tenth (1/10) of a share of common stock upon the consummation of the issuer's initial business combination, as described in the issuer's prospectus filed with the SEC.
[F4]Shares or units, as applicable, owned by Sunlight Global Investments LLC, over which Dong Liu shares voting and dispostive power.
[F5]Disposed of units consisting of shares and rights.
[F6]Purchased by Sunlight Global Investments LLC in a private placement of units at the time of the IPO overallotment at $10.00 per unit.
[F7]The shares have been fully paid, but will be transferred to purchaser upon the consummation of the issuer's initial business combination.

Documents

1 file