Mountain Crest Acquisition Corp.·4/A

Oct 7, 10:53 AM ET

Liu Dong 4/A

4/A · Mountain Crest Acquisition Corp. · Filed Oct 7, 2020

Insider Transaction Report

Form 4/AAmended
Period: 2020-06-19
Liu Dong
DirectorChief Financial Officer10% Owner
Transactions
  • Other

    Common Stock

    2020-10-02+365,725365,725 total
  • Other

    Common Stock

    2020-10-02731,450700,000 total(indirect: See Footnote)
  • Sale

    Common Stock

    2020-10-02$6.35/sh700,000$4,445,000700,000 total(indirect: See Footnote)
  • Purchase

    Common Stock, underlying units

    2020-06-19$10.00/sh+29,992$299,920326,492 total(indirect: See Footnote)
  • Other

    Common Stock, underlying units

    2020-10-02326,4920 total(indirect: See Footnote)
  • Other

    Rights to purchase Common Stock underlying units

    2020-10-02326,4920 total(indirect: See Footnote)
    Exercise: $0.00Common Stock (32,649 underlying)
  • Other

    Common Stock, underlying units

    2020-10-02+163,246528,971 total
  • Purchase

    Rights to purchase Common Stock, underlying units

    2020-06-19+29,99229,992 total(indirect: See Footnote)
    Exercise: $0.00Common Stock (2,999 underlying)
  • Other

    Rights to purchase Common Stock underlying units

    2020-10-02+163,246163,246 total
    Exercise: $0.00Common Stock (16,324 underlying)
Footnotes (7)
  • [F1]Acquired units consisting of shares and rights.
  • [F2]Distribution to its members by Sunlight Global Investments LLC. No consideration was paid. Units valued at $10.00 per unit and . Common stock valued at $0.017 per share as the cost basis for tax purposes only.
  • [F3]The rights automatically convert into one-tenth (1/10) of a share of common stock upon the consummation of the issuer's initial business combination, as described in the issuer's prospectus filed with the SEC.
  • [F4]Shares or units, as applicable, owned by Sunlight Global Investments LLC, over which Dong Liu shares voting and dispostive power.
  • [F5]Disposed of units consisting of shares and rights.
  • [F6]Purchased by Sunlight Global Investments LLC in a private placement of units at the time of the IPO overallotment at $10.00 per unit.
  • [F7]The shares have been fully paid, but will be transferred to purchaser upon the consummation of the issuer's initial business combination.

Documents

1 file
  • 4
    tm2032651d1_4a.xml

    OWNERSHIP DOCUMENT